0001225208-13-013160.txt : 20130523 0001225208-13-013160.hdr.sgml : 20130523 20130523172049 ACCESSION NUMBER: 0001225208-13-013160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130523 FILED AS OF DATE: 20130523 DATE AS OF CHANGE: 20130523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cazala Beatrice J CENTRAL INDEX KEY: 0001457948 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 13869374 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVINCELINE ROAD CITY: LAWRENCEVILLE STATE: NJ ZIP: 08543 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0306 4 2013-05-23 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001457948 Cazala Beatrice J BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 1 EVP Commercial Operations Common Stock, $0.10 par value 2013-05-23 4 M 0 73501.0000 21.8800 A 339745.9300 D Common Stock, $0.10 par value 2013-05-23 4 M 0 42911.0000 27.3600 A 382656.9300 D Common Stock, $0.10 par value 2013-05-23 4 S 0 96000.0000 46.9900 D 286656.9300 D Common Stock, $0.10 par value 3742.6500 I By BMY Savings & Investment Program Option (right to buy) 21.8800 2013-05-23 4 M 0 73501.0000 0.0000 D 2017-09-06 Common Stock, $0.10 par value 73501.0000 0.0000 D Option (right to buy) 27.3600 2013-05-23 4 M 0 42911.0000 0.0000 D 2016-09-11 Common Stock, $0.10 par value 42911.0000 0.0000 D The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $46.96 to $47.03, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Based on a plan statement as of the end of the most recent fiscal quarter. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 7, 2008. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 12, 2007. /s/ Robert J. Wollin, attorney-in-fact for Beatrice J. Cazala 2013-05-23