0001225208-13-007241.txt : 20130311
0001225208-13-007241.hdr.sgml : 20130311
20130311165020
ACCESSION NUMBER: 0001225208-13-007241
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130307
FILED AS OF DATE: 20130311
DATE AS OF CHANGE: 20130311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: von Autenried Paul
CENTRAL INDEX KEY: 0001524143
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 13681400
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: 100 NASSAU PARK BOULEVARD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
doc4.xml
X0306
4
2013-03-07
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001524143
von Autenried Paul
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
1
SVP, Enterp. Services & CIO
Common Stock, $0.10 par value
2013-03-07
4
M
0
14634.0000
0.0000
A
56278.0000
D
Common Stock, $0.10 par value
2013-03-07
4
M
0
3182.0000
0.0000
A
59460.0000
D
Common Stock, $0.10 par value
2013-03-07
4
M
0
2390.0000
0.0000
A
61850.0000
D
Common Stock, $0.10 par value
2013-03-07
4
M
0
1769.0000
0.0000
A
63619.0000
D
Common Stock, $0.10 par value
2013-03-07
4
J
0
1400.0000
0.0000
A
65019.0000
D
Common Stock, $0.10 par value
2013-03-07
4
J
0
874.0000
0.0000
A
65893.0000
D
Common Stock, $0.10 par value
2013-03-07
4
J
0
330.0000
0.0000
A
66223.0000
D
Common Stock, $0.10 par value
2013-03-07
4
F
0
985.0000
37.5300
D
65238.0000
D
Common Stock, $0.10 par value
2013-03-07
4
F
0
1356.0000
37.5300
D
63882.0000
D
Common Stock, $0.10 par value
2013-03-07
4
F
0
1707.0000
37.5300
D
62175.0000
D
Common Stock, $0.10 par value
2013-03-07
4
F
0
7591.0000
37.5300
D
54584.0000
D
Market Share Units
2013-03-07
4
M
0
3182.0000
0.0000
D
2015-03-01
Common Stock, $0.10 par value
3182.0000
6363.0000
D
Market Share Units
2013-03-07
4
M
0
1769.0000
0.0000
D
2014-03-02
Common Stock, $0.10 par value
1769.0000
1769.0000
D
Market Share Units
2013-03-07
4
M
0
2390.0000
0.0000
D
2016-03-06
Common Stock, $0.10 par value
2390.0000
7171.0000
D
Performance Shares
2013-03-07
4
A
0
4254.0000
0.0000
A
2013-03-31
Common Stock, $0.10 par value
4254.0000
14073.0864
D
Performance Shares
2013-03-07
4
J
0
560.9136
0.0000
A
2013-03-31
Common Stock, $0.10 par value
560.9136
14634.0000
D
Performance Shares
2013-03-07
4
M
0
14634.0000
0.0000
D
2013-03-31
Common Stock, $0.10 par value
14634.0000
0.0000
D
Performance Shares
2013-03-07
4
A
0
7568.0000
0.0000
A
2014-03-31
Common Stock, $0.10 par value
7568.0000
16777.0000
D
Performance Shares
2013-03-07
4
J
0
669.6597
0.0000
A
2014-03-31
Common Stock, $0.10 par value
669.6597
17446.6597
D
Performance Shares
2013-03-07
4
A
0
5747.0000
0.0000
A
2015-03-31
Common Stock, $0.10 par value
5747.0000
5747.0000
D
Performance Shares
2013-03-07
4
J
0
229.3932
0.0000
A
2015-03-31
Common Stock, $0.10 par value
229.3932
5976.3932
D
Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.
Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.
Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.
Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of market share units.
Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.
Represents performance shares earned under the 2010-2012 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.
Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.
Represents performance shares earned under the 2011-2013 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.
Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.
Represents performance shares earned under the 2012-2014 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.
Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.
/s/ Robert J. Wollin, attorney-in-fact for Paul von Autenried
2013-03-11