0001225208-13-007231.txt : 20130311
0001225208-13-007231.hdr.sgml : 20130311
20130311164051
ACCESSION NUMBER: 0001225208-13-007231
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130307
FILED AS OF DATE: 20130311
DATE AS OF CHANGE: 20130311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cuss Francis M
CENTRAL INDEX KEY: 0001490216
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 13681263
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: ROUTE 206 & PROVINCE LINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
doc4.xml
X0306
4
2013-03-07
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001490216
Cuss Francis M
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
1
SVP Research
Common Stock, $0.10 par value
2013-03-07
4
M
0
34175.0000
0.0000
A
187133.2920
D
Common Stock, $0.10 par value
2013-03-07
4
M
0
4130.0000
0.0000
A
191263.2920
D
Common Stock, $0.10 par value
2013-03-07
4
M
0
3703.0000
0.0000
A
194966.2920
D
Common Stock, $0.10 par value
2013-03-07
4
M
0
3009.0000
0.0000
A
197975.2920
D
Common Stock, $0.10 par value
2013-03-07
4
J
0
2040.0000
0.0000
A
200015.2920
D
Common Stock, $0.10 par value
2013-03-07
4
J
0
1630.0000
0.0000
A
201645.2920
D
Common Stock, $0.10 par value
2013-03-07
4
J
0
416.0000
0.0000
A
202061.2920
D
Common Stock, $0.10 par value
2013-03-07
4
F
0
1276.0000
37.5300
D
200785.2920
D
Common Stock, $0.10 par value
2013-03-07
4
F
0
1987.0000
37.5300
D
198798.2920
D
Common Stock, $0.10 par value
2013-03-07
4
F
0
2299.0000
37.5300
D
196499.2920
D
Common Stock, $0.10 par value
2013-03-07
4
F
0
16577.0000
37.5300
D
179922.2920
D
Market Share Units
2013-03-07
4
M
0
3703.0000
0.0000
D
Common Stock, $0.10 par value
3703.0000
15667.0000
D
Market Share Units
2013-03-07
4
M
0
4130.0000
0.0000
D
Common Stock, $0.10 par value
4130.0000
11537.0000
D
Market Share Units
2013-03-07
4
M
0
3009.0000
0.0000
D
2016-03-06
Common Stock, $0.10 par value
3009.0000
9029.0000
D
Performance Shares
2013-03-07
4
A
0
9933.0000
0.0000
A
Common Stock, $0.10 par value
9933.0000
32863.8092
D
Performance Shares
2013-03-07
4
J
0
1311.1908
0.0000
A
Common Stock, $0.10 par value
1311.1908
34175.0000
D
Performance Shares
2013-03-07
4
M
0
34175.0000
0.0000
D
Common Stock, $0.10 par value
34175.0000
0.0000
D
Performance Shares
2013-03-07
4
A
0
8808.0000
0.0000
A
2014-03-31
Common Stock, $0.10 par value
8808.0000
19527.0000
D
Performance Shares
2013-03-07
4
J
0
779.4267
0.0000
A
2014-03-31
Common Stock, $0.10 par value
779.4267
20306.4267
D
Performance Shares
2013-03-07
4
A
0
7236.0000
0.0000
A
2015-03-31
Common Stock, $0.10 par value
7236.0000
7236.0000
D
Performance Shares
2013-03-07
4
J
0
288.8270
0.0000
A
2015-03-31
Common Stock, $0.10 par value
288.8270
7524.8270
D
Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.
Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.
Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.
Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of market share units.
Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.
Represents performance shares earned under the 2010-2012 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.
Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.
Represents performance shares earned under the 2011-2013 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.
Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.
Represents performance shares earned under the 2012-2014 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.
Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.
/s/ Robert J. Wollin, attorney-in-fact for Francis M. Cuss
2013-03-11