0001225208-13-007228.txt : 20130311
0001225208-13-007228.hdr.sgml : 20130311
20130311163749
ACCESSION NUMBER: 0001225208-13-007228
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130307
FILED AS OF DATE: 20130311
DATE AS OF CHANGE: 20130311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bancroft Charles A
CENTRAL INDEX KEY: 0001480250
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 13681230
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: ROUTE 206 & PROVINCE LINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
doc4.xml
X0306
4
2013-03-07
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001480250
Bancroft Charles A
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
1
EVP & Chief Financial Officer
Common Stock, $0.10 par value
2013-03-07
4
M
0
46815.0000
0.0000
A
119621.1660
D
Common Stock, $0.10 par value
2013-03-07
4
M
0
9747.0000
0.0000
A
129368.1660
D
Common Stock, $0.10 par value
2013-03-07
4
M
0
7323.0000
0.0000
A
136691.1660
D
Common Stock, $0.10 par value
2013-03-07
4
M
0
5657.0000
0.0000
A
142348.1660
D
Common Stock, $0.10 par value
2013-03-07
4
J
0
4290.0000
0.0000
A
146638.1660
D
Common Stock, $0.10 par value
2013-03-07
4
J
0
2794.0000
0.0000
A
149432.1660
D
Common Stock, $0.10 par value
2013-03-07
4
J
0
1012.0000
0.0000
A
150444.1660
D
Common Stock, $0.10 par value
2013-03-07
4
F
0
2571.0000
37.5300
D
147873.1660
D
Common Stock, $0.10 par value
2013-03-07
4
F
0
3509.0000
37.5300
D
144364.1660
D
Common Stock, $0.10 par value
2013-03-07
4
F
0
4271.0000
37.5300
D
140093.1660
D
Common Stock, $0.10 par value
2013-03-07
4
F
0
21078.0000
37.5300
D
119015.1660
D
Market Share Units
2013-03-07
4
M
0
5657.0000
0.0000
D
Common Stock, $0.10 par value
5657.0000
34899.0000
D
Market Share Units
2013-03-07
4
M
0
9747.0000
0.0000
D
Common Stock, $0.10 par value
9747.0000
25152.0000
D
Market Share Units
2013-03-07
4
M
0
7323.0000
0.0000
D
2016-03-06
Common Stock, $0.10 par value
7323.0000
21970.0000
D
Performance Shares
2013-03-07
4
A
0
13606.0000
0.0000
A
Common Stock, $0.10 par value
13606.0000
45019.7047
D
Performance Shares
2013-03-07
4
J
0
1795.2953
0.0000
A
Common Stock, $0.10 par value
1795.2953
46815.0000
D
Performance Shares
2013-03-07
4
M
0
46815.0000
0.0000
D
Common Stock, $0.10 par value
46815.0000
0.0000
D
Performance Shares
2013-03-07
4
A
0
23186.0000
0.0000
A
2014-03-31
Common Stock, $0.10 par value
23186.0000
51402.0000
D
Performance Shares
2013-03-07
4
J
0
2051.7274
0.0000
A
2014-03-31
Common Stock, $0.10 par value
2051.7274
53453.7274
D
Performance Shares
2013-03-07
4
A
0
17610.0000
0.0000
A
2015-03-31
Common Stock, $0.10 par value
17610.0000
17610.0000
D
Performance Shares
2013-03-07
4
J
0
702.9090
0.0000
A
2015-03-31
Common Stock, $0.10 par value
702.9090
18312.9090
D
Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award.
Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.
Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.
Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of market share units.
Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.
Represents performance shares earned under the 2010-2012 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.
Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.
Represents performance shares earned under the 2011-2013 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.
Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2015.
Represents performance shares earned under the 2012-2014 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2015.
Represents dividend equivalents earned under the 2012-2014 Long-Term Performance Award.
/s/ Robert J. Wollin, attorney-in-fact for Charles A. Bancroft
2013-03-11