0001225208-13-006657.txt : 20130305 0001225208-13-006657.hdr.sgml : 20130305 20130305165539 ACCESSION NUMBER: 0001225208-13-006657 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130303 FILED AS OF DATE: 20130305 DATE AS OF CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIGAL ELLIOT CENTRAL INDEX KEY: 0001202294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 13666506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0306 4 2013-03-03 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001202294 SIGAL ELLIOT BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 1 1 EVP, CSO & President R&D Common Stock, $0.10 par value 2013-03-03 4 M 0 46365.0000 0.0000 A 135794.0000 D Common Stock, $0.10 par value 2013-03-03 4 F 0 24041.0000 37.1500 D 111753.0000 D Common Stock, $0.10 par value 2013-03-04 4 M 0 7453.0000 0.0000 A 119206.0000 D Common Stock, $0.10 par value 2013-03-04 4 F 0 3865.0000 36.9400 D 115341.0000 D Common Stock, $0.10 par value 1616.0100 I By BMY Savings & Investment Program Common Stock, $0.10 par value 37412.0000 I By C. Elliott Sigal 2012 Irrevocable Trust Common Stock, $0.10 par value 37412.0000 I By Ruth L. Sigal Irrevocable Trust Common Stock, $0.10 par value 18707.0000 I By Sigal Family Investments, LLC Restricted Stock Units 2013-03-03 4 M 0 46365.0000 0.0000 D Common Stock, $0.10 par value 46365.0000 46367.0000 D Restricted Stock Units 0.0000 2013-03-04 4 M 0 7453.0000 0.0000 D 2011-03-04 Common Stock, $0.10 par value 7453.0000 0.0000 D Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date. Shares withheld for payment of taxes upon vesting of restricted stock units. Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award. Based on a plan statement as of the end of the most recent fiscal quarter. Each restricted stock unit converts into one share of common stock upon vesting. /s/ Robert J. Wollin, attorney-in-fact for Elliott Sigal, M.D., Ph.D 2013-03-05