0001225208-13-006657.txt : 20130305
0001225208-13-006657.hdr.sgml : 20130305
20130305165539
ACCESSION NUMBER: 0001225208-13-006657
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130303
FILED AS OF DATE: 20130305
DATE AS OF CHANGE: 20130305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIGAL ELLIOT
CENTRAL INDEX KEY: 0001202294
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 13666506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
doc4.xml
X0306
4
2013-03-03
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001202294
SIGAL ELLIOT
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
1
1
EVP, CSO & President R&D
Common Stock, $0.10 par value
2013-03-03
4
M
0
46365.0000
0.0000
A
135794.0000
D
Common Stock, $0.10 par value
2013-03-03
4
F
0
24041.0000
37.1500
D
111753.0000
D
Common Stock, $0.10 par value
2013-03-04
4
M
0
7453.0000
0.0000
A
119206.0000
D
Common Stock, $0.10 par value
2013-03-04
4
F
0
3865.0000
36.9400
D
115341.0000
D
Common Stock, $0.10 par value
1616.0100
I
By BMY Savings & Investment Program
Common Stock, $0.10 par value
37412.0000
I
By C. Elliott Sigal 2012 Irrevocable Trust
Common Stock, $0.10 par value
37412.0000
I
By Ruth L. Sigal Irrevocable Trust
Common Stock, $0.10 par value
18707.0000
I
By Sigal Family Investments, LLC
Restricted Stock Units
2013-03-03
4
M
0
46365.0000
0.0000
D
Common Stock, $0.10 par value
46365.0000
46367.0000
D
Restricted Stock Units
0.0000
2013-03-04
4
M
0
7453.0000
0.0000
D
2011-03-04
Common Stock, $0.10 par value
7453.0000
0.0000
D
Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.
Shares withheld for payment of taxes upon vesting of restricted stock units.
Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award.
Based on a plan statement as of the end of the most recent fiscal quarter.
Each restricted stock unit converts into one share of common stock upon vesting.
/s/ Robert J. Wollin, attorney-in-fact for Elliott Sigal, M.D., Ph.D
2013-03-05