0001225208-13-006654.txt : 20130305 0001225208-13-006654.hdr.sgml : 20130305 20130305165432 ACCESSION NUMBER: 0001225208-13-006654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130303 FILED AS OF DATE: 20130305 DATE AS OF CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREOTTI LAMBERTO CENTRAL INDEX KEY: 0001208099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 13666485 MAIL ADDRESS: STREET 1: BRISTOL MYERS SQUIBB CO STREET 2: RT 206 & PROVIINCELLE ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0306 4 2013-03-03 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001208099 ANDREOTTI LAMBERTO BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 1 1 Chief Executive Officer Common Stock, $0.10 par value 2013-03-03 4 M 0 10344.0000 0.0000 A 409335.0000 D Common Stock, $0.10 par value 2013-03-03 4 F 0 4264.0000 37.1500 D 405071.0000 D Common Stock, $0.10 par value 2013-03-04 4 M 0 7453.0000 0.0000 A 412524.0000 D Common Stock, $0.10 par value 2013-03-04 4 F 0 3073.0000 36.9400 D 409451.0000 D Restricted Stock Units 2013-03-03 4 M 0 10344.0000 0.0000 D Common Stock, $0.10 par value 10344.0000 10344.0000 D Restricted Stock Units 0.0000 2013-03-04 4 M 0 7453.0000 0.0000 D 2011-03-04 Common Stock, $0.10 par value 7453.0000 0.0000 D Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fifth anniversary of the grant date. Shares withheld for payment of taxes upon vesting of restricted stock units. Represents vesting of one-third of restricted stock units granted on March 4, 2008. This is the final vesting of this award. Each restricted stock unit converts into one share of common stock upon vesting. /s/ Robert J. Wollin, attorney-in-fact for Lamberto Andreotti 2013-03-05