0001225208-13-004681.txt : 20130220
0001225208-13-004681.hdr.sgml : 20130220
20130220161218
ACCESSION NUMBER: 0001225208-13-004681
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130220
FILED AS OF DATE: 20130220
DATE AS OF CHANGE: 20130220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caldarella Joseph C
CENTRAL INDEX KEY: 0001341069
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 13626919
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: RT 206 & PROVINCELINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
doc4.xml
X0306
4
2013-02-20
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001341069
Caldarella Joseph C
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
1
SVP & Controller
Common Stock, $0.10 par value
2013-02-20
4
M
0
22598.0000
27.0100
A
76257.0000
D
Common Stock, $0.10 par value
2013-02-20
4
M
0
17710.0000
22.7300
A
93967.0000
D
Common Stock, $0.10 par value
2013-02-20
4
S
0
37585.0000
36.8700
D
56382.0000
D
Common Stock, $0.10 par value
1582.6900
I
By BMY Savings & Investment Program
Option (right to buy)
27.0100
2013-02-20
4
M
0
22598.0000
0.0000
D
2017-03-05
Common Stock, $0.10 par value
22598.0000
0.0000
D
Option (right to buy)
22.7300
2013-02-20
4
M
0
17710.0000
0.0000
D
2016-03-06
Common Stock, $0.10 par value
17710.0000
0.0000
D
The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.87 to $36.89, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Based on a plan statement as of the end of the most recent fiscal quarter.
Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 6, 2007.
Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 7, 2006.
/s/ Robert J. Wollin, attorney-in-fact for Joseph C. Caldarella
2013-02-20