0001225208-13-003595.txt : 20130211
0001225208-13-003595.hdr.sgml : 20130211
20130211160833
ACCESSION NUMBER: 0001225208-13-003595
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130208
FILED AS OF DATE: 20130211
DATE AS OF CHANGE: 20130211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIGAL ELLIOT
CENTRAL INDEX KEY: 0001202294
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 13591749
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
doc4.xml
X0306
4
2013-02-08
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001202294
SIGAL ELLIOT
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
1
1
EVP, CSO & President R&D
Common Stock, $0.10 par value
2013-02-08
4
M
0
147749.0000
17.5100
A
195801.0000
D
Common Stock, $0.10 par value
2013-02-08
4
M
0
70000.0000
22.7300
A
265801.0000
D
Common Stock, $0.10 par value
2013-02-08
4
M
0
48333.0000
28.1100
A
314134.0000
D
Common Stock, $0.10 par value
2013-02-08
4
S
0
224705.0000
36.7900
D
89429.0000
D
Common Stock, $0.10 par value
1616.0100
I
By BMY Savings & Investment Program
Common Stock, $0.10 par value
37412.0000
I
By C. Elliott Sigal 2012 Irrevocable Trust
Common Stock, $0.10 par value
37412.0000
I
By Ruth L. Sigal Irrevocable Trust
Common Stock, $0.10 par value
18707.0000
I
By Sigal Family Investments, LLC
Executive Option (right to buy)
17.5100
2013-02-08
4
M
0
147749.0000
0.0000
D
2019-03-02
Common Stock, $0.10 par value
147749.0000
0.0000
D
Executive Option (right to buy)
22.7300
2013-02-08
4
M
0
70000.0000
0.0000
D
2016-03-06
Common Stock, $0.10 par value
70000.0000
25795.0000
D
Option (right to buy)
28.1100
2013-02-08
4
M
0
48333.0000
0.0000
D
2014-03-01
Common Stock, $0.10 par value
48333.0000
0.0000
D
The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $36.73 to $36.93, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Based on a plan statement as of the end of the most recent fiscal quarter.
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009.
Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 7, 2006.
Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004.
/s/ Robert J. Wollin, attorney-in-fact for Elliott Sigal, M.D., Ph.D
2013-02-11