0001225208-12-019252.txt : 20120907 0001225208-12-019252.hdr.sgml : 20120907 20120907160821 ACCESSION NUMBER: 0001225208-12-019252 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120905 FILED AS OF DATE: 20120907 DATE AS OF CHANGE: 20120907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREOTTI LAMBERTO CENTRAL INDEX KEY: 0001208099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 121080168 MAIL ADDRESS: STREET 1: BRISTOL MYERS SQUIBB CO STREET 2: RT 206 & PROVIINCELLE ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0306 4 2012-09-05 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001208099 ANDREOTTI LAMBERTO BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 1 1 Chief Executive Officer Common Stock, $0.10 par value 2012-09-05 4 M 0 135000.0000 23.1400 A 514491.0000 D Common Stock, $0.10 par value 2012-09-05 4 S 0 115500.0000 33.0500 D 398991.0000 D Option (right to buy) 23.1400 2012-09-05 4 M 0 135000.0000 0.0000 D 2004-03-04 2013-03-03 Common Stock, $0.10 par value 135000.0000 0.0000 D Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $33.02 to $33.13, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 4, 2003. /s/ Robert J. Wollin, attorney-in-fact for Lamberto Andreotti 2012-09-07