0001225208-12-019250.txt : 20120907 0001225208-12-019250.hdr.sgml : 20120907 20120907160614 ACCESSION NUMBER: 0001225208-12-019250 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120905 FILED AS OF DATE: 20120907 DATE AS OF CHANGE: 20120907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIGAL ELLIOT CENTRAL INDEX KEY: 0001202294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 121080146 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0306 4 2012-09-05 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001202294 SIGAL ELLIOT BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 1 1 EVP, CSO & President R&D Common Stock, $0.10 par value 2012-09-05 4 J 0 250788.0000 0 D 298840.0000 D Common Stock, $0.10 par value 1583.6300 I By BMY Savings & Investment Program On September 5, 2012, the reporting person transferred to his wife a 40% pecuniary interest in 250,788 shares of Bristol-Myers Squibb common stock. For purposes of clarity, while the transfer is shown as a disposition, the transfer did not increase or decrease the number of shares reported as beneficially owned by the reporting person. On September 7, 2012, the reporting person and his wife contributed their combined interest in the 250,788 shares to Sigal Family Investments, LLC ("SFI") in exchange for interests in SFI. The reporting person is the sole manager of SFI. The contribution of the shares to SFI effects only a change in the form of the reporting person's beneficial ownership of securities, without increasing or decreasing his pecuniary interest in the securities or transferring a pecuniary interest to another person, and is exempt from Section 16 (including the reporting requirements) by virtue of Rule 16a-13. The reporting person's indirect ownership in the shares contributed to SFI will be reflected on the reporting person's next Section 16 report covering non-derivative securities. Based on a plan statement as of the end of the most recent fiscal quarter. /s/ Robert J. Wollin, attorney-in-fact for Elliott Sigal, M.D., Ph.D 2012-09-07