0001225208-12-019250.txt : 20120907
0001225208-12-019250.hdr.sgml : 20120907
20120907160614
ACCESSION NUMBER: 0001225208-12-019250
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120905
FILED AS OF DATE: 20120907
DATE AS OF CHANGE: 20120907
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIGAL ELLIOT
CENTRAL INDEX KEY: 0001202294
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 121080146
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
doc4.xml
X0306
4
2012-09-05
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001202294
SIGAL ELLIOT
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
1
1
EVP, CSO & President R&D
Common Stock, $0.10 par value
2012-09-05
4
J
0
250788.0000
0
D
298840.0000
D
Common Stock, $0.10 par value
1583.6300
I
By BMY Savings & Investment Program
On September 5, 2012, the reporting person transferred to his wife a 40% pecuniary interest in 250,788 shares of Bristol-Myers Squibb common stock. For purposes of clarity, while the transfer is shown as a disposition, the transfer did not increase or decrease the number of shares reported as beneficially owned by the reporting person.
On September 7, 2012, the reporting person and his wife contributed their combined interest in the 250,788 shares to Sigal Family Investments, LLC ("SFI") in exchange for interests in SFI. The reporting person is the sole manager of SFI. The contribution of the shares to SFI effects only a change in the form of the reporting person's beneficial ownership of securities, without increasing or decreasing his pecuniary interest in the securities or transferring a pecuniary interest to another person, and is exempt from Section 16 (including the reporting requirements) by virtue of Rule 16a-13. The reporting person's indirect ownership in the shares contributed to SFI will be reflected on the reporting person's next Section 16 report covering non-derivative securities.
Based on a plan statement as of the end of the most recent fiscal quarter.
/s/ Robert J. Wollin, attorney-in-fact for Elliott Sigal, M.D., Ph.D
2012-09-07