0001225208-12-018890.txt : 20120904
0001225208-12-018890.hdr.sgml : 20120903
20120904161214
ACCESSION NUMBER: 0001225208-12-018890
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120830
FILED AS OF DATE: 20120904
DATE AS OF CHANGE: 20120904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cuss Francis M
CENTRAL INDEX KEY: 0001490216
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 121070980
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: ROUTE 206 & PROVINCE LINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
doc4.xml
X0306
4
2012-08-30
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001490216
Cuss Francis M
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
1
SVP Research
Common Stock, $0.10 par value
2012-08-30
4
M
0
59855.0000
17.5100
A
177448.8200
D
Common Stock, $0.10 par value
2012-08-30
4
M
0
55463.0000
22.1400
A
232911.8200
D
Common Stock, $0.10 par value
2012-08-30
4
M
0
32300.0000
22.7300
A
265211.8200
D
Common Stock, $0.10 par value
2012-08-30
4
S
0
118190.0000
32.8900
D
147021.8200
D
Option (right to buy)
17.5100
2012-08-30
4
M
0
59855.0000
0.0000
D
2019-03-02
Common Stock, $0.10 par value
59855.0000
19952.0000
D
Option (right to buy)
22.1400
2012-08-30
4
M
0
55463.0000
0.0000
D
2018-03-03
Common Stock, $0.10 par value
55463.0000
0.0000
D
Option (right to buy)
22.7300
2012-08-30
4
M
0
32300.0000
0.0000
D
2016-03-06
Common Stock, $0.10 par value
32300.0000
0.0000
D
Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.86 to $32.92, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Twenty-five percent of the stock option award vested on each of the first, second and third anniversaries of the grant date, which was March 3, 2009. The remainder of the stock option award will vest on March 3, 2013, the fourth anniversary of the grant date.
Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 4, 2008.
Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 7, 2006.
/s/ Katherine R. Kelly, attorney-in-fact for Francis M. Cuss
2012-09-04