0001225208-12-018890.txt : 20120904 0001225208-12-018890.hdr.sgml : 20120903 20120904161214 ACCESSION NUMBER: 0001225208-12-018890 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120830 FILED AS OF DATE: 20120904 DATE AS OF CHANGE: 20120904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cuss Francis M CENTRAL INDEX KEY: 0001490216 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 121070980 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVINCE LINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08543 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0306 4 2012-08-30 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001490216 Cuss Francis M BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 1 SVP Research Common Stock, $0.10 par value 2012-08-30 4 M 0 59855.0000 17.5100 A 177448.8200 D Common Stock, $0.10 par value 2012-08-30 4 M 0 55463.0000 22.1400 A 232911.8200 D Common Stock, $0.10 par value 2012-08-30 4 M 0 32300.0000 22.7300 A 265211.8200 D Common Stock, $0.10 par value 2012-08-30 4 S 0 118190.0000 32.8900 D 147021.8200 D Option (right to buy) 17.5100 2012-08-30 4 M 0 59855.0000 0.0000 D 2019-03-02 Common Stock, $0.10 par value 59855.0000 19952.0000 D Option (right to buy) 22.1400 2012-08-30 4 M 0 55463.0000 0.0000 D 2018-03-03 Common Stock, $0.10 par value 55463.0000 0.0000 D Option (right to buy) 22.7300 2012-08-30 4 M 0 32300.0000 0.0000 D 2016-03-06 Common Stock, $0.10 par value 32300.0000 0.0000 D Shares sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.86 to $32.92, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Twenty-five percent of the stock option award vested on each of the first, second and third anniversaries of the grant date, which was March 3, 2009. The remainder of the stock option award will vest on March 3, 2013, the fourth anniversary of the grant date. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 4, 2008. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 7, 2006. /s/ Katherine R. Kelly, attorney-in-fact for Francis M. Cuss 2012-09-04