0001225208-12-017768.txt : 20120814 0001225208-12-017768.hdr.sgml : 20120814 20120814161442 ACCESSION NUMBER: 0001225208-12-017768 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120810 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cazala Beatrice J CENTRAL INDEX KEY: 0001457948 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 121033038 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVINCELINE ROAD CITY: LAWRENCEVILLE STATE: NJ ZIP: 08543 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0306 4 2012-08-10 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001457948 Cazala Beatrice J BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 1 EVP Commercial Operations Common Stock, $0.10 par value 2012-08-10 4 M 0 46667.0000 25.4500 A 238885.5800 D Common Stock, $0.10 par value 2012-08-10 4 M 0 40600.0000 28.1100 A 279485.5800 D Common Stock, $0.10 par value 2012-08-10 4 M 0 37145.0000 24.5500 A 316630.5800 D Common Stock, $0.10 par value 2012-08-10 4 M 0 32250.0000 21.2700 A 348880.5800 D Common Stock, $0.10 par value 2012-08-10 4 S 0 143600.0000 31.7900 D 205280.5800 D Common Stock, $0.10 par value 3640.5200 I By BMY Savings & Investment Program Option (right to buy) 25.4500 2012-08-10 4 M 0 46667.0000 0.0000 D 2015-02-28 Common Stock, $0.10 par value 46667.0000 0.0000 D Option (right to buy) 28.1100 2012-08-10 4 M 0 40600.0000 0.0000 D 2014-03-01 Common Stock, $0.10 par value 40600.0000 0.0000 D Option (right to buy) 21.2700 2012-08-10 4 M 0 32250.0000 0.0000 D 2013-03-11 Common Stock, $0.10 par value 32250.0000 0.0000 D Option (right to buy) 24.5500 2012-08-10 4 M 0 37145.0000 0.0000 D 2015-10-04 Common Stock, $0.10 par value 37145.0000 0.0000 D The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $31.72 to $31.91, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Based on a plan statement as of the end of the most recent fiscal quarter. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 1, 2005. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 12, 2003. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was April 5, 2006. /s/ Robert J. Wollin, attorney-in-fact for Beatrice J. Cazala 2012-08-14