0001225208-12-007114.txt : 20120308 0001225208-12-007114.hdr.sgml : 20120308 20120308212743 ACCESSION NUMBER: 0001225208-12-007114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120306 FILED AS OF DATE: 20120308 DATE AS OF CHANGE: 20120308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREOTTI LAMBERTO CENTRAL INDEX KEY: 0001208099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 12678813 MAIL ADDRESS: STREET 1: BRISTOL MYERS SQUIBB CO STREET 2: RT 206 & PROVIINCELLE ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0304 4 2012-03-06 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001208099 ANDREOTTI LAMBERTO BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 1 1 Chief Executive Officer Common Stock, $0.10 par value 2012-03-06 4 M 0 103180.0000 0.0000 A 418913.0000 D Common Stock, $0.10 par value 2012-03-06 4 M 0 6600.0000 0.0000 A 425513.0000 D Common Stock, $0.10 par value 2012-03-06 4 F 0 3332.0000 32.3300 D 422181.0000 D Common Stock, $0.10 par value 2012-03-06 4 F 0 52076.0000 32.3300 D 370105.0000 D Market Share Units 2012-03-06 4 A 0 116959.0000 0.0000 A 2016-03-06 Common Stock, $0.10 par value 116959.0000 116959.0000 D Performance Shares 2012-03-06 4 A 0 84971.0000 0.0000 A Common Stock, $0.10 par value 84971.0000 227599.3000 D Performance Shares 2012-03-06 4 A 0 36790.0000 0.0000 A Common Stock, $0.10 par value 36790.0000 264389.3000 D Performance Shares 2012-03-06 4 J 0 7241.9592 0.0000 A Common Stock, $0.10 par value 7241.9592 271631.2592 D Performance Shares 2012-03-06 4 M 0 103180.0000 0.0000 D Common Stock, $0.10 par value 103180.0000 168451.2592 D Performance Shares 2012-03-06 4 A 0 92893.0000 0.0000 A 2014-03-31 Common Stock, $0.10 par value 92893.0000 92893.0000 D Performance Shares 2012-03-06 4 J 0 4172.0000 0.0000 A 2014-03-31 Common Stock, $0.10 par value 4172.0000 97065.0000 D Restricted Stock Units 0.0000 2012-03-06 4 M 0 6600.0000 0.0000 D 2010-03-06 Common Stock, $0.10 par value 6600.0000 0.0000 D Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award. Represents vesting of one-third of restricted stock units granted on March 6, 2007. This award has fully vested. Shares withheld for payment of taxes upon vesting of restricted stock units. Shares withheld for payment of taxes upon distribution of the 2009-2011 Long-Term Performance Award. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Represents performance shares earned under the 2010-2012 Long-Term Performance Award. This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards. Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. Represents performance shares earned under the 2009-2011 Long-Term Performance Award. Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. Represents dividend equivalents earned under the 2010-2012 Long Term Performance Award. This amount represents an aggregate of the derivative securities beneficially owned under the 2010-2012 Long-Term Performance Award only. Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Represents performance shares earned under the 2011-2013 Long-Term Performance Award. Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award. Each restricted stock unit converts into one share of common stock upon vesting. /s/ Robert J. Wollin, attorney-in-fact for Lamberto Andreotti 2012-03-08