0001225208-12-007112.txt : 20120308
0001225208-12-007112.hdr.sgml : 20120308
20120308212738
ACCESSION NUMBER: 0001225208-12-007112
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120306
FILED AS OF DATE: 20120308
DATE AS OF CHANGE: 20120308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caldarella Joseph C
CENTRAL INDEX KEY: 0001341069
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 12678811
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: RT 206 & PROVINCELINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
doc4.xml
X0304
4
2012-03-06
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001341069
Caldarella Joseph C
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
1
SVP & Controller
Common Stock, $0.10 par value
2012-03-06
4
M
0
11325.0000
0.0000
A
63899.0000
D
Common Stock, $0.10 par value
2012-03-06
4
F
0
4585.0000
32.3300
D
59314.0000
D
Common Stock, $0.10 par value
1520.8600
I
By BMY Savings & Investment Program
Market Share Units
2012-03-06
4
A
0
7723.0000
0.0000
A
2016-03-06
Common Stock, $0.10 par value
7723.0000
7723.0000
D
Performance Shares
2012-03-06
4
A
0
4953.0000
0.0000
A
Common Stock, $0.10 par value
4953.0000
16683.0500
D
Performance Shares
2012-03-06
4
A
0
4039.0000
0.0000
A
Common Stock, $0.10 par value
4039.0000
20722.0500
D
Performance Shares
2012-03-06
4
J
0
422.0364
0.0000
A
Common Stock, $0.10 par value
422.0364
21144.0864
D
Performance Shares
2012-03-06
4
M
0
11325.0000
0.0000
D
Common Stock, $0.10 par value
11325.0000
9819.0864
D
Performance Shares
2012-03-06
4
A
0
6855.0000
0.0000
A
2014-03-31
Common Stock, $0.10 par value
6855.0000
6855.0000
D
Performance Shares
2012-03-06
4
J
0
308.0000
0.0000
A
2014-03-31
Common Stock, $0.10 par value
308.0000
7163.0000
D
Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award.
Shares withheld for payment of taxes upon distribution of the 2009-2011 Long-Term Performance Award.
Based on a plan statement as of the end of the most recent fiscal quarter.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2013.
Represents performance shares earned under the 2010-2012 Long-Term Performance Award.
This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2012.
Represents performance shares earned under the 2009-2011 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013.
Represents dividend equivalents earned under the 2010-2012 Long Term Performance Award.
This amount represents an aggregate of the derivative securities beneficially owned under the 2010-2012 Long-Term Performance Award only.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2014.
Represents performance shares earned under the 2011-2013 Long-Term Performance Award.
Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014.
Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award.
/s/ Robert J. Wollin, attorney-in-fact for Joseph C. Caldarella
2012-03-08