0001225208-12-006727.txt : 20120305
0001225208-12-006727.hdr.sgml : 20120305
20120305194318
ACCESSION NUMBER: 0001225208-12-006727
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120301
FILED AS OF DATE: 20120305
DATE AS OF CHANGE: 20120305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Celentano John E
CENTRAL INDEX KEY: 0001346102
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 12668409
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: 777 SCUDDERS MILL ROAD
CITY: PLAINSBORO
STATE: NJ
ZIP: 08536
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
doc4.xml
X0304
4
2012-03-01
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001346102
Celentano John E
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
1
SVP HR Public Affairs & Philan
Common Stock, $0.10 par value
2012-03-01
4
M
0
3240.0000
0.0000
A
114090.0000
D
Common Stock, $0.10 par value
2012-03-01
4
J
0
878.0000
0.0000
A
114968.0000
D
Common Stock, $0.10 par value
2012-03-01
4
F
0
1216.0000
32.6400
D
113752.0000
D
Common Stock, $0.10 par value
2012-03-02
4
M
0
3495.0000
0.0000
A
117247.0000
D
Common Stock, $0.10 par value
2012-03-02
4
J
0
1120.0000
0.0000
A
118367.0000
D
Common Stock, $0.10 par value
2012-03-02
4
F
0
1363.0000
32.5900
D
117004.0000
D
Common Stock, $0.10 par value
2012-03-03
4
M
0
2960.0000
0.0000
A
119964.0000
D
Common Stock, $0.10 par value
2012-03-03
4
F
0
874.0000
32.5900
D
119090.0000
D
Common Stock, $0.10 par value
2012-03-04
4
M
0
2660.0000
0.0000
A
121750.0000
D
Common Stock, $0.10 par value
2012-03-04
4
F
0
786.0000
32.5900
D
120964.0000
D
Market Share Units
2012-03-01
4
M
0
3240.0000
0.0000
D
Common Stock, $0.10 par value
3240.0000
20205.0000
D
Market Share Units
2012-03-02
4
M
0
3495.0000
0.0000
D
Common Stock, $0.10 par value
3495.0000
16710.0000
D
Restricted Stock Units
2012-03-03
4
M
0
2960.0000
0.0000
D
Common Stock, $0.10 par value
2960.0000
5920.0000
D
Restricted Stock Units
0.0000
2012-03-04
4
M
0
2660.0000
0.0000
D
2011-03-04
Common Stock, $0.10 par value
2660.0000
2661.0000
D
Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of market share units.
Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.
Represents vesting of one-third of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest in two equal installments on the fourth and fifth anniversaries of the grant date.
Shares withheld for payment of taxes upon vesting of restricted stock units.
Represents vesting of one-third of restricted stock units granted on March 4, 2008. The balance of the award is scheduled to vest on the fifth anniversary of the grant date.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.
Each restricted stock unit converts into one share of common stock upon vesting.
/s/ Robert J. Wollin, attorney-in-fact for John E. Celentano
2012-03-05