0001225208-12-006726.txt : 20120305 0001225208-12-006726.hdr.sgml : 20120305 20120305194314 ACCESSION NUMBER: 0001225208-12-006726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120301 FILED AS OF DATE: 20120305 DATE AS OF CHANGE: 20120305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cazala Beatrice J CENTRAL INDEX KEY: 0001457948 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 12668408 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVINCELINE ROAD CITY: LAWRENCEVILLE STATE: NJ ZIP: 08543 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0304 4 2012-03-01 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001457948 Cazala Beatrice J BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 1 EVP Commercial Operations Common Stock, $0.10 par value 2012-03-01 4 M 0 9386.0000 0.0000 A 157870.5800 D Common Stock, $0.10 par value 2012-03-01 4 J 0 2543.0000 0.0000 A 160413.5800 D Common Stock, $0.10 par value 2012-03-01 4 F 0 4337.0000 32.6400 D 156076.5800 D Common Stock, $0.10 par value 2012-03-02 4 M 0 6789.0000 0.0000 A 162865.5800 D Common Stock, $0.10 par value 2012-03-02 4 J 0 2176.0000 0.0000 A 165041.5800 D Common Stock, $0.10 par value 2012-03-02 4 F 0 3259.0000 32.5900 D 161782.5800 D Common Stock, $0.10 par value 3569.8200 I By BMY Savings & Investment Program Market Share Units 2012-03-01 4 M 0 9386.0000 0.0000 D Common Stock, $0.10 par value 9386.0000 48525.0000 D Market Share Units 2012-03-02 4 M 0 6789.0000 0.0000 D Common Stock, $0.10 par value 6789.0000 41736.0000 D Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Shares withheld for payment of taxes upon vesting of market share units. Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. Based on a plan statement as of the end of the most recent fiscal quarter. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011. /s/ Robert J. Wollin, attorney-in-fact for Beatrice J. Cazala 2012-03-05