0001225208-12-006725.txt : 20120305
0001225208-12-006725.hdr.sgml : 20120305
20120305194311
ACCESSION NUMBER: 0001225208-12-006725
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120301
FILED AS OF DATE: 20120305
DATE AS OF CHANGE: 20120305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caldarella Joseph C
CENTRAL INDEX KEY: 0001341069
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 12668406
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: RT 206 & PROVINCELINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
doc4.xml
X0304
4
2012-03-01
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001341069
Caldarella Joseph C
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
1
SVP & Controller
Common Stock, $0.10 par value
2012-03-01
4
M
0
2474.0000
0.0000
A
49201.0000
D
Common Stock, $0.10 par value
2012-03-01
4
J
0
670.0000
0.0000
A
49871.0000
D
Common Stock, $0.10 par value
2012-03-01
4
F
0
1273.0000
32.6400
D
48598.0000
D
Common Stock, $0.10 par value
2012-03-02
4
M
0
1769.0000
0.0000
A
50367.0000
D
Common Stock, $0.10 par value
2012-03-02
4
J
0
567.0000
0.0000
A
50934.0000
D
Common Stock, $0.10 par value
2012-03-02
4
F
0
946.0000
32.5900
D
49988.0000
D
Common Stock, $0.10 par value
2012-03-03
4
M
0
2379.0000
0.0000
A
52367.0000
D
Common Stock, $0.10 par value
2012-03-03
4
F
0
963.0000
32.5900
D
51404.0000
D
Common Stock, $0.10 par value
2012-03-04
4
M
0
1967.0000
0.0000
A
53371.0000
D
Common Stock, $0.10 par value
2012-03-04
4
F
0
797.0000
32.5900
D
52574.0000
D
Common Stock, $0.10 par value
1520.8600
I
By BMY Savings & Investment Program
Market Share Units
2012-03-01
4
M
0
2474.0000
0.0000
D
Common Stock, $0.10 par value
2474.0000
12731.0000
D
Market Share Units
2012-03-02
4
M
0
1769.0000
0.0000
D
Common Stock, $0.10 par value
1769.0000
10962.0000
D
Restricted Stock Units
2012-03-03
4
M
0
2379.0000
0.0000
D
Common Stock, $0.10 par value
2379.0000
2379.0000
D
Restricted Stock Units
0.0000
2012-03-04
4
M
0
1967.0000
0.0000
D
2009-03-04
Common Stock, $0.10 par value
1967.0000
0.0000
D
Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of market share units.
Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.
Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.
Shares withheld for payment of taxes upon vesting of restricted stock units.
Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.
Based on a plan statement as of the end of the most recent fiscal quarter.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011.
Each restricted stock unit converts into one share of common stock upon vesting.
/s/ Robert J. Wollin, attorney-in-fact for Joseph C. Caldarella
2012-03-05