0001225208-12-006724.txt : 20120305
0001225208-12-006724.hdr.sgml : 20120305
20120305194308
ACCESSION NUMBER: 0001225208-12-006724
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120301
FILED AS OF DATE: 20120305
DATE AS OF CHANGE: 20120305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caforio Giovanni
CENTRAL INDEX KEY: 0001533201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 12668405
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: ROUTE 206 & PROVINCELINE ROAD
CITY: LAWRENCEVILLE
STATE: NJ
ZIP: 08543
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
doc4.xml
X0304
4
2012-03-01
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001533201
Caforio Giovanni
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
1
Pres., US Pharmaceuticals
Common Stock, $0.10 par value
2012-03-01
4
M
0
1493.0000
0.0000
A
44232.0180
D
Common Stock, $0.10 par value
2012-03-01
4
J
0
404.0000
0.0000
A
44636.0180
D
Common Stock, $0.10 par value
2012-03-01
4
F
0
690.0000
32.6400
D
43946.0180
D
Common Stock, $0.10 par value
2012-03-02
4
M
0
1197.0000
0.0000
A
45143.0180
D
Common Stock, $0.10 par value
2012-03-02
4
J
0
384.0000
0.0000
A
45527.0180
D
Common Stock, $0.10 par value
2012-03-02
4
F
0
575.0000
32.5900
D
44952.0180
D
Common Stock, $0.10 par value
2012-03-03
4
M
0
1851.0000
0.0000
A
46803.0180
D
Common Stock, $0.10 par value
2012-03-03
4
F
0
673.0000
32.5900
D
46130.0180
D
Common Stock, $0.10 par value
2012-03-04
4
M
0
1517.0000
0.0000
A
47647.0180
D
Common Stock, $0.10 par value
2012-03-04
4
F
0
552.0000
32.5900
D
47095.0180
D
Market Share Units
2012-03-01
4
M
0
1493.0000
0.0000
D
2015-03-01
Common Stock, $0.10 par value
1493.0000
4482.0000
D
Market Share Units
2012-03-02
4
M
0
1197.0000
0.0000
D
2014-03-02
Common Stock, $0.10 par value
1197.0000
2394.0000
D
Restricted Stock Units
2012-03-03
4
M
0
1851.0000
0.0000
D
2013-03-03
Common Stock, $0.10 par value
1851.0000
1851.0000
D
Restricted Stock Units
2012-03-04
4
M
0
1517.0000
0.0000
D
2012-03-04
Common Stock, $0.10 par value
1517.0000
0.0000
D
Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of market share units.
Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date.
Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date.
Shares withheld for payment of taxes upon vesting of restricted stock units.
Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Each restricted stock unit converts into one share of common stock upon vesting.
/s/ Robert J. Wollin, attorney-in-fact for Giovanni Caforio
2012-03-05