0001225208-11-027042.txt : 20111229 0001225208-11-027042.hdr.sgml : 20111229 20111229122107 ACCESSION NUMBER: 0001225208-11-027042 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110301 FILED AS OF DATE: 20111229 DATE AS OF CHANGE: 20111229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bancroft Charles A CENTRAL INDEX KEY: 0001480250 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 111285722 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVINCE LINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08543 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0304 4/A 2011-03-01 2011-03-03 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001480250 Bancroft Charles A BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 0 1 0 0 Chief Financial Officer Performance Shares 2011-03-01 4 A 0 13526 0 A Common Stock, $0.10 par value 13526 22998 D Performance Shares 2011-03-01 4 A 0 5010 0 A Common Stock, $0.10 par value 5010 28008 D Performance Shares 2011-03-01 4 A 0 3446 0 A Common Stock, $0.10 par value 3446 31454 D Performance Shares 2011-03-01 4 J 0 691.16 0 A Common Stock, $0.10 par value 691.16 32145.16 D Performance Shares 2011-03-01 4 M 0 10642 0 D Common Stock, $0.10 par value 2562 21503.16 D Performance Shares 2011-03-01 4 M 0 5994 0 D 2011-03-31 Common Stock, $0.10 par value 5821 0 D Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Consists of performance shares earned under the 2010-2012 Long-Term Performance Award. This Form 4 is being amended to report the correct distribution of shares of common stock earned under the 2008-2010 Regular and Special Long-Term Performance Awards and to correct the number of derivative securities beneficially owned following the reported transactions. Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. Consists of performance shares earned under the 2008-2010 Regular and Special Long-Term Performance Awards. Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. Consists of performance shares earned under the 2009-2011 Long-Term Performance Award. Consists of dividend equivalents earned under the 2010-2012 Long-Term Performance Award. Each dividend equivalent converts into one share of common stock upon payout in the first quarter of 2013. Consists of performance shares earned for 2009 and 2010 under the 2008-2010 Regular and Special Long-Term Performance Awards. Consists of performance shares earned for 2008 under the 2008-2010 Regular and Special Long-Term Performance Awards. /s/ Robert J. Wollin, attorney-in-fact for Charles A. Bancroft 2011-12-29