0001225208-11-024090.txt : 20111101 0001225208-11-024090.hdr.sgml : 20111101 20111101163914 ACCESSION NUMBER: 0001225208-11-024090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111031 FILED AS OF DATE: 20111101 DATE AS OF CHANGE: 20111101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORNELIUS JAMES M CENTRAL INDEX KEY: 0001198959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 111171863 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0304 4 2011-10-31 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001198959 CORNELIUS JAMES M BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 1 Common Stock, $0.10 par value 2011-10-31 4 M 0 440188.0000 17.5100 A 1433612.0000 D Common Stock, $0.10 par value 2011-10-31 4 S 0 440188.0000 31.8723 D 993424.0000 D Executive Option (right to buy) 17.5100 2011-10-31 4 M 0 440188.0000 0.0000 D 2019-03-02 Common Stock, $0.10 par value 440188.0000 0.0000 D The price reported reflects the weighted average sale price. These shares were sold in multiple transactions ranging from $31.7950 to $32.0500. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. As Mr. Cornelius had attained age 60, this stock option award vested 100% on March 3, 2010, the first anniversary of the grant date. /s/ Robert J. Wollin, attorney-in-fact for James M. Cornelius 2011-11-01