0001225208-11-014779.txt : 20110518 0001225208-11-014779.hdr.sgml : 20110518 20110518191234 ACCESSION NUMBER: 0001225208-11-014779 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110516 FILED AS OF DATE: 20110518 DATE AS OF CHANGE: 20110518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIGAL ELLIOT CENTRAL INDEX KEY: 0001202294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 11856082 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0303 4 2011-05-16 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001202294 SIGAL ELLIOT 345 PARK AVENUE NEW YORK NY 10154 1 1 EVP, CSO & President R&D Common Stock, $0.10 par value 2011-05-16 4 M 0 259600.0000 28.9014 A 470838.0000 D Common Stock, $0.10 par value 2011-05-16 4 S 0 355.0000 28.9014 D 470483.0000 D Common Stock, $0.10 par value 2011-05-16 4 F 0 27461.0000 28.9014 D 443022.0000 D Common Stock, $0.10 par value 2011-05-16 4 S 0 70450.0000 28.9000 D 372572.0000 D Common Stock, $0.10 par value 2011-05-16 4 F 0 201220.0000 28.9014 D 171352.0000 D Common Stock, $0.10 par value 2011-05-18 4 M 0 185579.0000 28.7011 A 356931.0000 D Common Stock, $0.10 par value 2011-05-18 4 S 0 730.0000 28.7011 D 356201.0000 D Common Stock, $0.10 par value 2011-05-18 4 F 0 30978.0000 28.7011 D 325223.0000 D Common Stock, $0.10 par value 2011-05-18 4 F 0 119321.0000 28.7011 D 205902.0000 D Common Stock, $0.10 par value 1506.8000 I By BMY Savings & Investment Program Executive Option (right to buy) 22.1400 2011-05-16 4 M 0 191600.0000 28.9014 D 2018-03-03 Common Stock, $0.10 par value 191600.0000 114309.0000 D Option (right to buy) 23.1400 2011-05-16 4 M 0 68000.0000 28.9014 D 2004-03-04 2013-03-03 Common Stock, $0.10 par value 68000.0000 0.0000 D Executive Option (right to buy) 17.5100 2011-05-18 4 M 0 147748.0000 28.7011 D 2019-03-02 Common Stock, $0.10 par value 147748.0000 147749.0000 D Executive Option (right to buy) 22.1400 2011-05-18 4 M 0 37831.0000 28.7011 D 2018-03-03 Common Stock, $0.10 par value 37831.0000 76478.0000 D This transaction was executed in multiple trades from $28.9000 to $28.9300. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Shares withheld for payment of taxes and fees upon exercise of stock options. This transaction was executed in multiple trades from $28.9000 to $28.9050. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Shares withheld for payment of exercise price upon exercise of stock options. This transaction was executed in multiple trades from $28.7000 to $28.7150. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Based on a plan statement as of the end of the most recent fiscal quarter. Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date. Currently exercisable. /s/ Sandra Leung, Attorney-in-Fact 2011-05-18