0001225208-11-014675.txt : 20110517
0001225208-11-014675.hdr.sgml : 20110517
20110517175140
ACCESSION NUMBER: 0001225208-11-014675
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110513
FILED AS OF DATE: 20110517
DATE AS OF CHANGE: 20110517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOOPER ANTHONY C
CENTRAL INDEX KEY: 0001277244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 11852740
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
doc4.xml
X0303
4
2011-05-13
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001277244
HOOPER ANTHONY C
345 PARK AVENUE
NEW YORK
NY
10154
1
SVP ComOps Pres USJap Int
Common Stock, $0.10 par value
2011-05-13
4
M
0
381750.0000
28.7993
A
544178.0000
D
Common Stock, $0.10 par value
2011-05-13
4
S
0
13372.0000
28.7993
D
530806.0000
D
Common Stock, $0.10 par value
2011-05-13
4
F
0
47869.0000
28.7993
D
482937.0000
D
Common Stock, $0.10 par value
2011-05-13
4
F
0
279767.0000
28.7993
D
203170.0000
D
Common Stock, $0.10 par value
1573.9700
I
By BMY Savings & Investment Program
Common Stock, $0.10 par value
3675.0000
I
By Spouse
Executive Option (right to buy)
17.5100
2011-05-13
4
M
0
110000.0000
28.7993
D
2019-03-02
Common Stock, $0.10 par value
110000.0000
158634.0000
D
Executive Option (right to buy)
22.1400
2011-05-13
4
M
0
125000.0000
28.7993
D
2018-03-03
Common Stock, $0.10 par value
125000.0000
46495.0000
D
Executive Option (right to buy)
22.7300
2011-05-13
4
M
0
78750.0000
28.7993
D
2016-03-06
Common Stock, $0.10 par value
78750.0000
0.0000
D
Option (right to buy)
23.1400
2011-05-13
4
M
0
68000.0000
28.7993
D
2004-03-04
2013-03-03
Common Stock, $0.10 par value
68000.0000
0.0000
D
This transaction was executed in multiple trades from $28.7500 to $28.8550. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Shares withheld for payment of taxes and fees upon exercise of stock options.
Shares withheld for payment of exercise price upon exercise of stock options.
Based on a plan statement as of the end of the most recent fiscal quarter.
Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date.
Currently exercisable.
/s/ Katherine Kelly, Attorney-in-Fact
2011-05-17