0001225208-11-014156.txt : 20110512 0001225208-11-014156.hdr.sgml : 20110512 20110512184549 ACCESSION NUMBER: 0001225208-11-014156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110510 FILED AS OF DATE: 20110512 DATE AS OF CHANGE: 20110512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Celentano John E CENTRAL INDEX KEY: 0001346102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 11837200 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: 777 SCUDDERS MILL ROAD CITY: PLAINSBORO STATE: NJ ZIP: 08536 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0303 4 2011-05-10 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001346102 Celentano John E 345 PARK AVENUE NEW YORK NY 10154 1 SVP HR Public Affairs & Philan Common Stock, $0.10 par value 2011-05-12 4 M 0 136955.0000 28.6342 A 250440.0000 D Common Stock, $0.10 par value 2011-05-12 4 F 0 14084.0000 28.6342 D 236356.0000 D Common Stock, $0.10 par value 2011-05-12 4 S 0 22800.0000 28.5293 D 213556.0000 D Common Stock, $0.10 par value 2011-05-12 4 F 0 102706.0000 28.6342 D 110850.0000 D Common Stock, $0.10 par value 2011-05-10 4 S 0 3700.2980 28.8100 D 0.0000 I By BMY Savings & Investment Program Executive Option (right to buy) 17.5100 2011-05-12 4 M 0 52474.0000 28.6342 D 2019-03-02 Common Stock, $0.10 par value 52474.0000 52475.0000 D Executive Option (right to buy) 22.1400 2011-05-12 4 M 0 26148.0000 28.6342 D 2018-03-03 Common Stock, $0.10 par value 26148.0000 26149.0000 D Executive Option (right to buy) 24.7400 2011-05-12 4 M 0 58333.0000 24.7400 D 2016-11-30 Common Stock, $0.10 par value 58333.0000 58334.0000 D Shares withheld for payment of taxes and fees upon exercise of stock options. This transaction was executed in multiple trades from $28.5900 to 28.6800 . The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades ranging from $28.5200 to $28.5450. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security hold of the issuer full information regarding the number of shares and prices at which the transaction was effected. Shares withheld for payment of exercise price upon exercise of stock options. The reporting person directed the Trustee of the Savings and Investment Plan to sell 3,700.298 shares of Bristol-Myers Squibb common stock held in the Bristol-Myers Squibb Company stock fund. Twenty-five percent of the stock option award vests on each of the first, second, third and fourth anniversaries of the grant date, which was March 3, 2009. Twenty-five percnet of the stock option award vest on each of the first, second, third, and fourth anniversaries of the grant date, which was March 4, 2008. One-third of the stock option award vest on the third, fourth, and fifth anniversary of the grant date, which was December 1, 2006. /s/ Katherine Kelly, Attorney-in-Fact 2011-05-12