0001225208-11-013980.txt : 20110511 0001225208-11-013980.hdr.sgml : 20110511 20110511162333 ACCESSION NUMBER: 0001225208-11-013980 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110509 FILED AS OF DATE: 20110511 DATE AS OF CHANGE: 20110511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlo de Notaristefani CENTRAL INDEX KEY: 0001313754 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 11832212 BUSINESS ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 212-546-4429 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 4 1 doc4.xml X0303 4 2011-05-09 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001313754 Carlo de Notaristefani 345 PARK AVENUE NEW YORK NY 10154 1 Pres Tech Ops & Supp Fnctns Common Stock, $0.10 par value 2011-05-09 4 M 0 52474.0000 28.7403 A 141958.0000 D Common Stock, $0.10 par value 2011-05-09 4 S 0 2828.0000 28.7403 D 139130.0000 D Common Stock, $0.10 par value 2011-05-09 4 F 0 9582.0000 28.7403 D 129548.0000 D Common Stock, $0.10 par value 2011-05-09 4 F 0 31970.0000 28.7403 D 97578.0000 D Common Stock, $0.10 par value 853.9400 I By BMY Savings & Investment Program Executive Option (right to buy) 17.5100 2011-05-09 4 M 0 52474.0000 28.7403 D 2019-03-02 Common Stock, $0.10 par value 52474.0000 52475.0000 D This transaction was executed in multiple trades ranging from $28.7400 to $28.7500 . The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Shares withheld for payment of taxes and fees upon exercise of stock options. Shares withheld for payment of exercise price upon exercise of stock options. Based on a plan statement as of the end of the most recent fiscal quarter. Twenty-five percent of the stock option award vests on each of the first, second, third, and fourth anniversaries of the grant date, which was March 3, 2009. /s/ Katherine Kelly, Attorney-in-Fact 2011-05-11