0001225208-11-008910.txt : 20110304 0001225208-11-008910.hdr.sgml : 20110304 20110304211236 ACCESSION NUMBER: 0001225208-11-008910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110302 FILED AS OF DATE: 20110304 DATE AS OF CHANGE: 20110304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bancroft Charles A CENTRAL INDEX KEY: 0001480250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 11666416 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVINCE LINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08543 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0303 4 2011-03-02 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001480250 Bancroft Charles A 345 PARK AVENUE NEW YORK NY 10154 1 Chief Financial Officer Common Stock, $0.10 par value 2011-03-02 4 M 0 5657.0000 0.0000 A 42708.2500 D Common Stock, $0.10 par value 2011-03-02 4 J 0 207.0000 0.0000 A 42915.2500 D Common Stock, $0.10 par value 2011-03-02 4 F 0 2132.0000 25.3900 D 40783.2500 D Common Stock, $0.10 par value 2011-03-03 4 M 0 2487.0000 0.0000 A 43270.2500 D Common Stock, $0.10 par value 2011-03-03 4 F 0 905.0000 26.1400 D 42365.2500 D Market Share Units 2011-03-02 4 M 0 5657.0000 0.0000 D Common Stock, $0.10 par value 5657.0000 55961.0000 D Restricted Stock Units 2011-03-03 4 M 0 2487.0000 0.0000 D 2013-03-03 Common Stock, $0.10 par value 2487.0000 4974.0000 D Shares acquired upon vesting of market share units. Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Shares withheld for payment of taxes upon vesting of market share units. Shares acquired upon vesting of resticted share units. Shares withheld for payment of taxes upon vesting of restricted stock units. Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date. Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. Each restricted stock unit converts into one share of common stock upon vesting. Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock. /s/ Sonia Vora, Attorney-in-Fact 2011-03-04