0001225208-11-008908.txt : 20110304
0001225208-11-008908.hdr.sgml : 20110304
20110304205828
ACCESSION NUMBER: 0001225208-11-008908
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110302
FILED AS OF DATE: 20110304
DATE AS OF CHANGE: 20110304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caldarella Joseph C
CENTRAL INDEX KEY: 0001341069
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 11666400
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: RT 206 & PROVINCELINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
doc4.xml
X0303
4
2011-03-02
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001341069
Caldarella Joseph C
345 PARK AVENUE
NEW YORK
NY
10154
1
VP & Financial Controller
Common Stock, $0.10 par value
2011-03-02
4
M
0
1768.0000
0.0000
A
43337.0000
D
Common Stock, $0.10 par value
2011-03-02
4
J
0
65.0000
0.0000
A
43402.0000
D
Common Stock, $0.10 par value
2011-03-02
4
F
0
742.0000
25.3900
D
42660.0000
D
Common Stock, $0.10 par value
2011-03-03
4
M
0
2379.0000
0.0000
A
45039.0000
D
Common Stock, $0.10 par value
2011-03-03
4
F
0
963.0000
26.1400
D
44076.0000
D
Common Stock, $0.10 par value
1458.1700
I
By BMY Savings & Investment Program
Market Share Units
2011-03-02
4
M
0
1768.0000
0.0000
D
Common Stock, $0.10 par value
1768.0000
15205.0000
D
Restricted Stock Units
2011-03-03
4
M
0
2379.0000
0.0000
D
Common Stock, $0.10 par value
2379.0000
3346.0000
D
Shares acquired upon vesting of market share units.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of market share units.
Shares acquired upon vesting of resticted share units.
Shares withheld for payment of taxes upon vesting of restricted stock units.
Based on a plan statement as of the end of the most recent fiscal quarter.
Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date.
Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor.
Each restricted stock unit converts into one share of common stock upon vesting.
Twenty-five percent of the restricted stock units will vest on each of the first, second, third and fourth anniversaries of the grant date and be converted into shares of common stock.
/s/ Sonia Vora, Attorney-in-Fact
2011-03-04