0001225208-11-008710.txt : 20110304 0001225208-11-008710.hdr.sgml : 20110304 20110304060046 ACCESSION NUMBER: 0001225208-11-008710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110301 FILED AS OF DATE: 20110304 DATE AS OF CHANGE: 20110304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlo de Notaristefani CENTRAL INDEX KEY: 0001313754 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 11662324 BUSINESS ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 212-546-4429 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 4 1 doc4.xml X0303 4 2011-03-01 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001313754 Carlo de Notaristefani 345 PARK AVENUE NEW YORK NY 10154 1 Pres Tech Ops & Supp Fnctns Common Stock, $0.10 par value 2011-03-01 4 M 0 33665.0000 0.0000 A 94317.0000 D Common Stock, $0.10 par value 2011-03-01 4 F 0 5428.0000 0.0000 D 88889.0000 D Common Stock, $0.10 par value 2011-03-01 4 F 0 6810.0000 0.0000 D 82079.0000 D Common Stock, $0.10 par value 843.7700 I By BMY Savings & Investment Program Market Share Units 2011-03-01 4 A 0 21979.0000 0.0000 A Common Stock, $0.10 par value 21979.0000 49135.0000 D Performance Shares 2011-03-01 4 A 0 16231.0000 0.0000 A Common Stock, $0.10 par value 16231.0000 49278.0000 D Performance Shares 2011-03-01 4 A 0 10136.0000 0.0000 A Common Stock, $0.10 par value 10136.0000 59414.0000 D Performance Shares 2011-03-01 4 A 0 8545.0000 0.0000 A Common Stock, $0.10 par value 8545.0000 67959.0000 D Performance Shares 2011-03-01 4 J 0 829.3800 0.0000 A Common Stock, $0.10 par value 829.3800 68788.3800 D Performance Shares 2011-03-01 4 M 0 33665.0000 0.0000 D Common Stock, $0.10 par value 33665.0000 35123.3800 D Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. Includes unvested restricted stock awards. Shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award. Shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award. Based on a plan statement as of the end of the most recent fiscal quarter. Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date. Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Consists of performance shares earned under the 2010-2012 Long-Term Performance Award. Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. Consists of performance shares earned under the 2009-2011 Long-Term Performance Award. Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. /s/ Sonia Vora, Attorney-in-Fact 2011-03-03