0001225208-11-008704.txt : 20110303 0001225208-11-008704.hdr.sgml : 20110303 20110303215812 ACCESSION NUMBER: 0001225208-11-008704 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110301 FILED AS OF DATE: 20110303 DATE AS OF CHANGE: 20110303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEUNG SANDRA CENTRAL INDEX KEY: 0001199294 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 11662305 MAIL ADDRESS: STREET 1: C/O BRISTOL MYERS SQUIBB CO STREET 2: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10164 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0303 4 2011-03-01 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001199294 LEUNG SANDRA 345 PARK AVENUE NEW YORK NY 10154 1 SVP and General Counsel Common Stock, $0.10 par value 2011-03-01 4 M 0 76455.0000 0.0000 A 115595.0000 D Common Stock, $0.10 par value 2011-03-01 4 F 0 12285.0000 0.0000 D 103310.0000 D Common Stock, $0.10 par value 2011-03-01 4 F 0 19189.0000 0.0000 D 84121.0000 D Common Stock, $0.10 par value 4867.6400 I By BMY Savings & Investment Program Market Share Units 2011-03-01 4 A 0 29671.0000 0.0000 A Common Stock, $0.10 par value 29671.0000 59090.0000 D Performance Shares 2011-03-01 4 A 0 23018.0000 0.0000 A Common Stock, $0.10 par value 23018.0000 93405.0000 D Performance Shares 2011-03-01 4 A 0 17583.0000 0.0000 A Common Stock, $0.10 par value 17583.0000 110988.0000 D Performance Shares 2011-03-01 4 A 0 15215.0000 0.0000 A Common Stock, $0.10 par value 15215.0000 126203.0000 D Performance Shares 2011-03-01 4 J 0 898.4700 0.0000 A Common Stock, $0.10 par value 898.4700 127101.4700 D Performance Shares 2011-03-01 4 M 0 76455.0000 0.0000 D Common Stock, $0.10 par value 76455.0000 50646.4700 D Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. Shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award. Shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award. Based on a plan statement as of the end of the most recent fiscal quarter. Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date. Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Consists of performance shares earned under the 2010-2012 Long-Term Performance Award. Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. Consists of performance shares earned under the 2009-2011 Long-Term Performance Award. Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. /s/ Sonia Vora, Attorney-in-Fact 2011-03-03