0001225208-11-008692.txt : 20110303 0001225208-11-008692.hdr.sgml : 20110303 20110303214631 ACCESSION NUMBER: 0001225208-11-008692 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110301 FILED AS OF DATE: 20110303 DATE AS OF CHANGE: 20110303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cazala Beatrice J CENTRAL INDEX KEY: 0001457948 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 11662279 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVINCELINE ROAD CITY: LAWRENCEVILLE STATE: NJ ZIP: 08543 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0303 4 2011-03-01 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001457948 Cazala Beatrice J ROUTE 206 & PROVINCE LINE ROAD PRINCETON NJ 08543 1 SVP Comm Ops & Pres GC Euro EM Common Stock, $0.10 par value 2011-03-01 4 M 0 33665.0000 0.0000 A 150751.5800 D Common Stock, $0.10 par value 2011-03-01 4 F 0 5533.0000 0.0000 D 145218.5800 D Common Stock, $0.10 par value 2011-03-01 4 F 0 6810.0000 0.0000 D 138408.5800 D Common Stock, $0.10 par value 3422.6700 I By BMY Savings & Investment Program Market Share Units 2011-03-01 4 A 0 37544.0000 0.0000 A Common Stock, $0.10 par value 37544.0000 64700.0000 D Performance Shares 2011-03-01 4 A 0 16231.0000 0.0000 A Common Stock, $0.10 par value 16231.0000 70031.0000 D Performance Shares 2011-03-01 4 A 0 15215.0000 0.0000 A Common Stock, $0.10 par value 15215.0000 85246.0000 D Performance Shares 2011-03-01 4 A 0 10136.0000 0.0000 A Common Stock, $0.10 par value 10136.0000 95382.0000 D Performance Shares 2011-03-01 4 J 0 829.3800 0.0000 A Common Stock, $0.10 par value 829.3800 96211.3800 D Performance Shares 2011-03-01 4 M 0 33665.0000 0.0000 D Common Stock, $0.10 par value 33665.0000 62546.3800 D Restricted Stock Units 2011-03-01 4 A 0 19577.0000 0.0000 A Common Stock, $0.10 par value 19577.0000 41097.0000 D Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. Shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award. Shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award. Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date. Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Consists of performance shares earned under the 2010-2012 Long-Term Performance Award. Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. Consists of performance shares earned under the 2009-2011 Long-Term Performance Award. Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. Each restricted stock unit converts into one share of common stock upon vesting. One-third of the restricted stock units will vest on each of the third, fourth and fifth anniversaries of the grant date and be converted into shares of common stock. /s/ Sonia Vora, Attorney-in-Fact 2011-03-03