0001225208-11-008690.txt : 20110303 0001225208-11-008690.hdr.sgml : 20110303 20110303214625 ACCESSION NUMBER: 0001225208-11-008690 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110301 FILED AS OF DATE: 20110303 DATE AS OF CHANGE: 20110303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bancroft Charles A CENTRAL INDEX KEY: 0001480250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 11662276 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVINCE LINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08543 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0303 4 2011-03-01 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001480250 Bancroft Charles A 345 PARK AVENUE NEW YORK NY 10154 1 Acting CFO Common Stock, $0.10 par value 2011-03-01 4 M 0 16636.0000 0.0000 A 43100.2500 D Common Stock, $0.10 par value 2011-03-01 4 F 0 2683.0000 0.0000 D 40417.2500 D Common Stock, $0.10 par value 2011-03-01 4 F 0 3366.0000 0.0000 D 37051.2500 D Market Share Units 2011-03-01 4 A 0 38988.0000 0.0000 A Common Stock, $0.10 par value 38988.0000 61618.0000 D Performance Shares 2011-03-01 4 A 0 13526.0000 0.0000 A Common Stock, $0.10 par value 13526.0000 17177.0000 D Performance Shares 2011-03-01 4 A 0 5010.0000 0.0000 A Common Stock, $0.10 par value 5010.0000 22187.0000 D Performance Shares 2011-03-01 4 A 0 3446.0000 0.0000 A Common Stock, $0.10 par value 3446.0000 25633.0000 D Performance Shares 2011-03-01 4 J 0 691.1600 0.0000 A Common Stock, $0.10 par value 691.1600 26324.1600 D Performance Shares 2011-03-01 4 M 0 10815.0000 0.0000 D Common Stock, $0.10 par value 10815.0000 15509.1600 D Performance Shares 2011-03-01 4 M 0 5821.0000 0.0000 D 2010-03-31 Common Stock, $0.10 par value 5821.0000 0.0000 D Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. Includes dividend reinvestment shares. Shares withheld for payment of taxes upon payout of the 2008-2010 regular long-term performance award. Shares withheld for payment of taxes upon payout of the 2008-2010 special long-term performance award. Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company's common stock on the vesting date and the nine trading days immediately preceding the vesting date. Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a performance factor. Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. Consists of performance shares earned under the 2010-2012 Long-Term Performance Award. Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. Consists of performance shares earned under the 2009-2011 Long-Term Performance Award. Shares represent dividend equivalents earned under the 2010-2012 regular performance share unit award and will convert into one share of common stock upon payout in the first quarter of 2013. /s/ Sonia Vora, Attorney-in-Fact 2011-03-03