-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L7iL78AVB0+rrvDaVlLMJWI+Axyae/g3BBNtTQP5F+fuFEbaemfQgxRyUHATevrj 0L93TKrCu4L8CZKCdrYKHA== 0001225208-10-012955.txt : 20100514 0001225208-10-012955.hdr.sgml : 20100514 20100514160910 ACCESSION NUMBER: 0001225208-10-012955 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100504 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVIN JEREMY M CENTRAL INDEX KEY: 0001256153 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 10833456 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 3 1 doc3.xml X0203 3 2010-05-04 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001256153 LEVIN JEREMY M BRISTOL-MYERS SQUIBB COMPANY ROUTE 206 & PROVINCE LINE ROAD PRINCETON NJ 08543 1 SVP Strat Transactions Common Stock, $0.10 par value 20505 D Market Share Units Common Stock, $0.10 par value 9228 D Option (right to buy) 17.51 2019-03-02 Common Stock, $0.10 par value 42941 D Option (right to buy) 21.11 2018-07-31 Common Stock, $0.10 par value 25000 D Option (right to buy) 22.14 2018-03-03 Common Stock, $0.10 par value 25509 D Option (right to buy) 29.03 2017-09-30 Common Stock, $0.10 par value 80000 D Performance Shares 2011-03-31 Common Stock, $0.10 par value 9046 D Performance Shares 2012-03-31 Common Stock, $0.10 par value 2987 D Restricted Stock Units 2011-10-01 Common Stock, $0.10 par value 20000 D Restricted Stock Units 2012-03-04 Common Stock, $0.10 par value 2794 D Restricted Stock Units 2013-03-03 Common Stock, $0.10 par value 6058 D Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor. Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date. 10,735 shares are currently exercisable. 10,735 shares will become exercisable on March 3, 2011, 10,735 shares will become exercisable on March 3, 2012 and 10,736 shares will become exercisable on March 3, 2013. 6,250 shares are currently exercisable. 6,250 shares will become exercisable on each of August 1, 2010, August 1, 2011 and August 1, 2012. 12,754 shares are currently exercisable. 6,377 shares will become exercisable on March 4, 2011 and 6,378 shares will become exercisable on March 4, 2012. Currently Exercisable. Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. Each performance share converts into one share of common stock upon payout. Consists of performance shares earned under the 2009-2011 Long-Term Performance Award. 10,000 shares will vest on each of October 1, 2010 and October 1, 2011. Each restricted stock unit will be converted into one share of common stock upon vesting. Each restricted stock unit converts into one share of common stock upon vesting. 1,397 shares will vest on each of March 4, 2011 and March 4, 2012. Each restricted stock unit will be converted into one share of common stock upon vesting. The restricted stock units were converted on a one for one basis into shares of common stock upon vesting. 2,019 shares will vest on each of March 3, 2011 and March 4, 2012 and 2,020 shares will vest on March 3, 2013. /s/ Jeremy M. Levin 2010-05-14 -----END PRIVACY-ENHANCED MESSAGE-----