-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MYbVCRhe791PurbSrydP7T4f3hgdiSb47VcCiUbOdfXVidKOHOYxlmb/Fg7cP5K9 gRTfIuOXvMWRwGvVSqlvdg== 0001225208-10-007215.txt : 20100304 0001225208-10-007215.hdr.sgml : 20100304 20100304185720 ACCESSION NUMBER: 0001225208-10-007215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100302 FILED AS OF DATE: 20100304 DATE AS OF CHANGE: 20100304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caldarella Joseph C CENTRAL INDEX KEY: 0001341069 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 10658629 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: RT 206 & PROVINCELINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 doc4.xml X0303 4 2010-03-02 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001341069 Caldarella Joseph C 345 PARK AVENUE NEW YORK NY 10154 1 VP & Financial Controller Common Stock, $0.10 par value 2010-03-02 4 M 0 8383 0 A 32234 D Common Stock, $0.10 par value 2010-03-02 4 F 0 3479 0 D 28755 D Common Stock, $0.10 par value 1387.82 I By BMY Savings & Investment Program Market Share Units 0 2010-03-02 4 A 0 7075 0 A Common Stock, $0.10 par value 7075 7075 D Performance Shares 0 2010-03-02 4 A 0 5632 0 A Common Stock, $0.10 par value 5632 17447 D Performance Shares 0 2010-03-02 4 A 0 3840 0 A Common Stock, $0.10 par value 3840 21287 D Performance Shares 0 2010-03-02 4 A 0 2562 0 A Common Stock, $0.10 par value 2562 23849 D Performance Shares 0 2010-03-02 4 M 0 8383 0 D Common Stock, $0.10 par value 8383 15466 D Consists of shares earned as long-term performance awards under the 2002 Stock Incentive Plan. Withheld for the payment of taxes upon payout of shares under a Long-Term Performance Award. Based on a plan statement as of the end of the most recent fiscal quarter. Each market share unit converts into the number of shares of common stock based on the average of the closing share price of the company?s common stock on the vesting date and the nine trading days immediately preceding the vesting date. Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date and will be converted into shares of common stock based on a conversion factor. Each performance share converts into one share of common stock upon distribution in the first quarter of 2011. Consists of performance shares earned under the 2008-2010 Regular Long-Term Performance Award and the 2008-2010 Special Long-Term Performance Award. Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. Consists of performance shares earned under the 2009-2011 Long-Term Performance Award. Each performance share converts into one share of common stock upon distribution in the first quarter of 2010. Consists of performance shares earned under the 2007-2009 Long-Term Performance Award. /s/ Sonia Vora, Attorney-in-Fact 2010-03-04 -----END PRIVACY-ENHANCED MESSAGE-----