-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BDx5Uw0q0AfFGirMlg8xVWOq66+PqnqF0cb1MPZuMCMy4egCVxHGyfkj4OVaXL3u DR/ieOZYze3WqdTwVxpL5g== 0001225208-10-001241.txt : 20100108 0001225208-10-001241.hdr.sgml : 20100108 20100108164527 ACCESSION NUMBER: 0001225208-10-001241 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100101 FILED AS OF DATE: 20100108 DATE AS OF CHANGE: 20100108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bancroft Charles A CENTRAL INDEX KEY: 0001480250 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 10518069 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVINCE LINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08543 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 3 1 doc3.xml X0203 3 2010-01-01 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001480250 Bancroft Charles A 345 PARK AVENUE NEW YORK NY 10154 1 Acting CFO Common Stock, $0.10 par value 29510.55 D Option (right to buy) 17.51 2019-03-02 Common Stock, $0.10 par value 52884 D Option (right to buy) 22.14 2018-03-03 Common Stock, $0.10 par value 37460 D Option (right to buy) 22.73 2016-03-06 Common Stock, $0.10 par value 19320 D Option (right to buy) 23.14 2013-03-04 Common Stock, $0.10 par value 26875 D Option (right to buy) 25.45 2015-02-28 Common Stock, $0.10 par value 16931 D Option (right to buy) 27.01 2017-03-05 Common Stock, $0.10 par value 22598 D Option (right to buy) 28.11 2014-03-01 Common Stock, $0.10 par value 20250 D Option (right to buy) 42.64 2010-03-06 Common Stock, $0.10 par value 15775 D Option (right to buy) 48.07 2012-03-04 Common Stock, $0.10 par value 18000 D Option (right to buy) 59.78 2011-03-05 Common Stock, $0.10 par value 15775 D Performance Shares 2010-03-31 Common Stock, $0.10 par value 5821 D Performance Shares 2011-03-31 Common Stock, $0.10 par value 5994 D Restricted Stock Units 2011-03-06 Common Stock, $0.10 par value 2824 D Restricted Stock Units 2012-03-04 Common Stock, $0.10 par value 6156 D Restricted Stock Units 2013-03-03 Common Stock, $0.10 par value 9947 D Includes unvested restricted stock awards. 13,221 shares will become exercisable on each of March 3, 2010, March 3, 2011, March 3, 2012 and March 3, 2013. 9,365 shares are currently exercisable. 9365 share will become exercisable on each of March 4, 2010, March 4, 2011, and March 4, 2012. 14,490 shares are currently exercisable. The remaining 4,830 shares will become exercisable on March 7, 2010. Currently Exercisable. 11,299 shares are currently exercisable. 5,649 shares will become exercisable on March 6, 2010 and the remaining 5,650 shares will become exercisable on March 6, 2011. Each performance share is converted into one share of common stock upon distribution of the banked shares. Performance shares banked under the 2007-2009 Long-Term Performance Award with a payout date during the first quarter of 2010. Consists of 2,795 performance shares banked under the 2008-2010 Regular Long-Term Performance Award and 3,199 performance shares banked under the 2008-2010 Special Long-Term Performance Award with a payout during the first quarter of 2011. 1,412 restricted stock units will vest on March 6, 2010 and the remaining 1,412 shares will vest on 3/6/2011. Each restricted stock unit will be converted into one share of common stock upon vesting. Each restricted stock unit converts into one share of common stock upon vesting. 2,052 restricted stock units will vest on each of March 4, 2010, March 4, 2011 and March 4, 2012. Each restricted stock unit will be converted into one share of common stock upon vesting. 2,486 restricted stock units will vest on March 3, 2010 and 2,487 restricted stock units will vest on each of March 3, 2011, March 3, 2012 and March 3, 2013. Each restricted stock unit will be converted into one share of common stock upon vesting. Charles A. Bancroft 2010-01-08 -----END PRIVACY-ENHANCED MESSAGE-----