-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CYDjALKaxBhGd+OifADr9VyKKXgFOXkCBnFWvkZcHmaaUNALZyvF/Nx4Gp5+Gh3Q f27BwpYt08P2+lOewhzFiw== 0001047469-05-022769.txt : 20050912 0001047469-05-022769.hdr.sgml : 20050912 20050912144510 ACCESSION NUMBER: 0001047469-05-022769 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20050912 DATE AS OF CHANGE: 20050912 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 0615 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-114107 FILM NUMBER: 051079697 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 424B3 1 a2162902z424b3.htm 424B3

Filed pursuant to Rule 424(b)(3)
Registration No. 333-114107

PROSPECTUS SUPPLEMENT NO. 9

(TO PROSPECTUS DATED JULY 1, 2004)

LOGO



$1,200,000,000

Floating Rate Convertible Senior Debentures Due 2023


        This prospectus supplement relates to resales by selling security holders of our Floating Rate Convertible Senior Debentures Due 2023 and our common stock issuable upon conversion of the debentures.

        This prospectus supplement should be read in conjunction with, and may not be delivered or utilized without, the prospectus dated July 1, 2004 and the prospectus supplements dated August 2, 2004, August 25, 2004, September 29, 2004, December 8, 2004, March 30, 2005, May 25, 2005, July 13, 2005 and August 18, 2005.


        INVESTING IN THE DEBENTURES OR THE COMMON STOCK ISSUABLE UPON THEIR CONVERSION INVOLVES RISK. SEE "RISK FACTORS" BEGINNING ON PAGE 5 OF THE PROSPECTUS.

        NEITHER THE SECURITIES AND EXCHANGE COMMISSION NOR ANY STATE SECURITIES COMMISSION HAS APPROVED OR DISAPPROVED OF THESE SECURITIES OR PASSED UPON THE ADEQUACY OR ACCURACY OF THIS PROSPECTUS SUPPLEMENT. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE.


        The information in the table appearing under the heading "Selling Security Holders" in the prospectus is amended by adding the information below with respect to security holders not previously listed in the prospectus or in any amendments or supplements thereto, and by superceding the information with respect to security holders previously listed in the prospectus or in any amendments or supplements thereto that are listed below:


NAME OF
SELLING
SECURITY
HOLDER(1)

  PRINCIPAL
AMOUNT OF
DEBENTURES
BENEFICIALLY
OWNED AND
OFFERED
HEREBY

  PERCENTAGE
OF
OUTSTANDING
DEBENTURES
BENEFICIALLY
OWNED PRIOR
TO OFFERING

  SHARES OF
COMMON
STOCK
ISSUABLE UPON
CONVERSION
OF THE
DEBENTURES
AND AVAILABLE
FOR RESALE
HEREBY(2)

  SHARES OF
COMMON
STOCK
BENEFICIALLY
OWNED PRIOR
TO THE
OFFERING

  PERCENTAGE
OF
OUTSTANDING
COMMON
STOCK
BENEFICIALLY
OWNED PRIOR
TO THE
OFFERING(3)

  PRINCIPAL
AMOUNT OF
DEBENTURES
BENEFICIALLY
OWNED AFTER
COMPLETION
OF THE
OFFERING

  SHARES OF
COMMON
STOCK
BENEFICIALLY
OWNED AFTER
COMPLETION
OF
THE OFFERING

DBAG London   $ 10,300,000   0.85 % 399,224   399,224   *   0   0
RCG Latitude Master Fund, Ltd.   $ 1,440,000   0.12 % 55,813   55,813   *   0   0

*
Less than 1% of total outstanding common stock.

(1)
Information about other selling security holders will be set forth in prospectus supplements, if required. Assumes that any other holders of debentures, or any future transferees, pledgees, donees or successors of or from any other such holders of debentures, do not beneficially own any common stock other than the common stock issuable upon conversion of the debentures at the initial conversion rate.

(2)
Assumes conversion of all of the holder's debentures at a maximum conversion rate of 38.7597 shares per $1,000 principal amount. Fractions of a share are not included for the purposes of this calculation. The debentures were designed so that holders may at any time prior to maturity convert them into shares of our common stock at a conversion rate that will vary until September 15, 2008, depending on the applicable stock price, as described under "Description of the Debentures—Conversion rights" in the prospectus. In addition, the conversion price will also be subject to adjustment as described under "Description of the Debentures—Conversion rate adjustments" in the prospectus. As a result, the amount of common stock issuable upon conversion of the debentures is likely to increase or decrease in the future.

(3)
Calculated based on Rule 13d-3(d)(1)(i) of the Exchange Act, using 1,945,607,494 shares of common stock outstanding as of September 30, 2004.

Date of this prospectus is September 12, 2005



GRAPHIC 2 g806742.jpg G806742.JPG begin 644 g806742.jpg M_]C_X``02D9)1@`!`0$!L`&P``#__@`^35),3%]'4D%02$E#4SI;0E))4U1/ M3"U-64524UU"4DE35$],35E%4E-3455)0D)?34),7TQ/1T\N15!3_]L`0P`' M!08&!@4'!@8&"`@'"0L2#`L*"@L7$!$-$AL7'!P:%QH9'2$J)!T?*"`9&B4R M)2@L+2\P+QTC-#@T+C:?O3E-RQ1Q:XV/36A$A7%OTE$L+4 M$N]P_N%Q"D#V/:/K4^ZA724F-%QNU/\`PKK>"IH/;_W6.!MY\_3M2=#_`!*% M5ZMS")F0R[&BUV%:=I5O?)^]=&%%5;1$GP:/ M'K(ZQ;795ZM4ZZ1X+RX]R,">\U,A.(_-W-]_:Z@C2@I.E:.]&N606=F38U7: MP6^XV^UO%"(4J=/>M?/;L]O%;MZZ3;UV2,H<2;FMH)<=(_ ME:&QOVTX:VN7>]^_0BELUK MO1O[*Y\5>X(4`000?<51[[F)V>]X_:),]$VWPHLZ->II2I;/QY(1OXS@':DK M4%^3QQO7%3GIW/3\.]UN:;MD&-N3'9EK@^IAQ9[@@APH])/@*`WKQP:UE@JI4 M]B5+:^2^Z4W4&R>S9I,S>Q7&S7UN+88VOG8I41\3U$J].M*[DZ`V1K6ZRBK> MY39.:4J/9Y?G<8Q*YWUB.B0[$;"DMK44I42H)Y(]N=TDFW2&W1(:5'L#O,G( M,/M%YFH:1)EQPXXEH$)!Y\`D\<5(:&J=,$840D$J(`'))]J)4E:0I"@I)&P0 M=@U5?XAHRE]/WYJ)DME4=UM/PVGBAMT+6E)"TC\P^F_%3/I__P!1<<_\MC_\ MM-4X=A3)S:T2$D`;)T*!05X(/Z5H,YM-OO6+7&)XITM*24G8( M\&OGK\/^5OV*_M62Y+6BW7I(,=3A](>!*01]E$%)^X35PP<\')<"%O)5=[@M,*`VG\Q=7QL?H-G]=54'X:K/!G7>\72: MR79MN+7RSBG%?PRL.!1\Z)('ONB.#>&\1O8'*I)'TG2E*Q+%*4H`4I2@!71) MEQHJ.^5(:91_,XL)'_&N\U\P80U9\XZF7IO/W5R)86M$*&^\I*.X.$%L`$?E M`&DCSR>:UP\/,FWP3*54?3#4R*ZXEIJ2RMQ2.\)2X"2G>MZ^GWKOJK+)TO9Q M;J'!O^-J2U:5L/,RXKKA4IO8]/83LD%0'!/&O\K3J)J*?9=C3?(I7'O3W!.Q MW$;U[ZKE4C%*X.A:FUAM7:L@]JM;T?8U6^,XUF+&*W^WYCDC\EV0LKCOPY"D MNM)`V=+T"D$C\H\#?UJE%-78FRR4+0ON[5!7:='1WH_2N54Y^&=:G,'N#BU% M2U7-Q2E$[));;Y-3[J%"^>PV\-B9+BJ;BN/)TH)`)'L2.1[U4\/+/) M8E*U9(T+0X.Y"DJ&R-@[YKE55_AU45=-F%*)),M\_P#R%6I2G'+)QZ#3M6*Z MW7FF1W.N(0#[J4!_K43ZHY9^YN(R;JTE*YBU!B*A7@N*WHG[``G^E5ST\Z;Q M\OL[669Y*FW69<`7&F77U(2VWL]ITDCSY`&@`1Q51PUESR=(3EK2+Q1(8<6$ M(>;4LI[PE*@24^-_I]Z[:JNP=+_W2SR%?<9E]MJ6TXQ,AR%E2D((V.Q6N1W! M)T?'UJU*B:BGV78TWR*4INI&*4I0`I3=*`%*4H`4INE`"E*4`?/>;L6VX9[= M'I^;P?BM!+*K4];9+B6VD:4$K"%#O3L]QY[23OZ5WN9(7K=^S'L^QQVW=H08 MB\8>^$4_R]N]:J3]4,;MC-Y@9?*;=1$VF+V2Y-ACJBW/)& M74PENDJ=C6QL%3DEQ1V2MW@[/\R0/%=4*`9F*VEJ[0C/GV2"S<8J`2%S;6ZD M%:$*!V'&CX(.P4I_FJ_FS7^O?@+BC9Q,D,&!^S8.?8[%@`%(BM8R\&P#Y&M\ M_P!?/O7BQQBVP,ULLZ#F]N8=+O8U;8]IDLM/)<("TH0HD)"N#Z?3L`ZXJ9)7 MDK$^R8_8LQ^9M%[CNR8MPE,!Z5':0$$I2O8"^X+&E+!(USNL=/,:MTS*IN4, M%^5$A*7$A39;A==FO#AZ0I9]@?X:0-)`"B!S49DDW_/X.FV6S5>]=O\`LMO? M_H_\Y%6%5;]=AG7'C=<^#_TC]2Y] MUD5Q3%,@R7I78$6C,)=G9,);:HS;0*'5?%U;#IKU+LF/8'!LUTB71-RA!QOY=J M$XHN>M13HZUL[UR1S7FZ;6FZ?O5>^JF3P)%NAJ#KK#!94IU7>=;"`"K02`/' M.]^*ZG=34MN/KZF:XHTO3NU9EGT>_I=SNZPDQ9*0%I4I1==Y\Z4"$@)'I&AL MU),RDA"NXIUW]WD]V_)K'X=)(BKO]NE1I MD>3)D_--)=C.)"FP-'U$:!V1QO=='56YL_[6<5F(C3G8]G<29KC<-U01M85P M0GU<<^G?^=-MO%<:TKT!=VSP9C>WH_5J;`S>[WNWV$MZ@&WR%LH0"$]KA[.5 M#?=L\D'SP*V65XY-B])K_)D99+N\-#QDP)#>/%;" M^YAC-\>ON.Y_9GFF(LE8@2F8;JNYLI!04J`)0YH@^P.QOW%1/$[-D#?0W,6G MHF0 MVW\=[XC<5*=E1;0>$GD#^N_:I9-Z>7V%B*[HQFV0')F8_P`PMQ4Y196L#N+? M9].-`_U/'%0*7#>S;IA8[588$]V\8XS\1Y"XRD(6%'2D(4>%+X2K0\@'WXJ? MS^K,&5B+L>+;;HM=H)WYW]MTIJ7R[V[]/(%7)%+[F, MG,N@5QEW#M_:$66Q'?6D`!P]Z%)7H>-@C8^H-6WBEYM-HP3%U76YPX*7;:P& MS)>2WWD-IWK9Y\U2USQF7B?11ZRW"-(-\O,M$D1V6%N%M*%(]*E)!`(2-\GR M=#>C5J8A:L:S+!,?:NUI$LVV,B.6YD=;9:=2VD+`"@-C@P76XVVQHB.2(ZHQ,*.IQ:^X'M3H;.MZ^ MU:3\/TII>"HL,F+);EQ%.%]N1&6A)2M:B-%0TK8\BIA+)%RCU7J-JW3--TZG M3^I.10,GNK)1#QZ$&6TGE+TU0];H_0:/VV*B_0:U2;Q:,Q@PKI+MLHF.IF3% M<*%(6/BZW]4[\CWJ]$1;!@.+/)A0G6+;'*EEJ.TMY94M7T&U'DC]!]`*IG\. M,LVJ[7>VW"#/8?N7PC'*XC@0>P.%0*M:3P??BK4\T)N*TTK[DM4U9(^BE[ES M;=E$#)[S<5W>"XI$GYB4H_!:`(*D?RD$*V?LFH;*RO)L?PN->&;Y=),_(I+S M5N$U_P"((T1*@`OM/'Q%;'J(X!K:=5\YA4&2E)Y\I#BM?3 MM[5;^H-2/K5@TV;C-C>QF&77+#Z6XR$[6IK2?RCW(*$G7D\TTX9DWM+W^PUK MZ$7SJ-/P]%G:L><7VXYHXZD/0_FE2`\"G9):Y"0#H`'R/\Z[.HTO.!FF(0TY M!*A2;JEI7R;6DM0W24I4/3_:`$D^K=;?$\SP>V)DS+1BUU.532I.Z\B.LJ"RE*@GUZ'NG M=.-YDFNH/8Y]1;/F&!X@\Y&RZ\W.-,G(^9?4X0MAH).@%;)3W*/)&APD?K(L M`C0;O?+/?<3S*YRK9%0XFX6JYS%N.ME2"$GM/^+7GCC8/M4ESW,3C\BP?%M: MY]CN?Q6Y?9'4XXA/8%)(1[C145`C>@?I578Q;K5)ZRVVY=.69B;(A!7/<^"M MMAO85W('"=?E7_`(A_7ZU:LM+ZHCR8ZPA\MJ#:B-Z5K@_YZJDL'ZQ.1+.(^R-J M'DA.B3Y)5[`5T6&'.Z@]849A'M4J%88:0`_(;+9>[4%(`^I)5OC>@.>:X].+ MRGI3,OF-99%FLM.2`[$DM1E.(?`';QV@^0$D?U!U73)+5Q7:I?Z0KTO8Y8%! MNR^IV6V961SW9-LMZXL*?((>=9074*\*X)Y]ZWW0>?>K]B>1+F7J6N>Y.4AN M6ZKXJFB6TZ(2K8X/.M:KP=,GDR^MF;2$(<;2_&[PEU!0M(4ILZ*3R#SXK4]+ M,A7T]5?L:OMDNZYRI9=CHC1%.%XZ[=`CCG22#XY\TL19DTMZ0+1KS-KT6FY% M>WLYAR\DFJF(<;::F.:=+1"G$]R4*VD?E'&M5ZNAETNMTL66N7:Y29SZ))3W MON%6OX9WK?@<>!6BZ)73]W;GEZ\A@SX3SZ@_\/Y)U?Y%.%8!2D\CN'ZTZ,7- MVTV/+V'+1=7IKJE2F8K<186ZC7:>TD!.P5#C>];T#3Q(]^ET"+V\SGT-Q=G( M\#D?'NUWAI:GNI2B#,4PDJ+;?K4$_F(]M\?:O3@&2WM^U9]AU_G.SY%JB2?A M2'5=RRE(6A0)/)&^TC?C9%:OHWG%KPG&[A9K[#N34_YI3[3*(:U*=VA([0-< M':??7D5Z\.LE^M^-YMFERL4]R;?6G6HT%EO;P0X5$K*3R$[4.-;TG>O%/$7: MEF\*$ME1W=(<01D?39A[]N7F`\AU]#(AS%--H7W<+*1^8[UO?M]*DG03++O? M;?=K1?9*Y,VU.I2'W#ZUH5W#2O3SR*B'2GJ%:\1P=VRSX5Q5>6'G7&H MB(BR7BK7:`=<<\'=3'H'B=TL-HN5VO4=4>==74K#"QI:&T[()^A)43H\@:W4 M8VT\W70J/%&F_%$'/W=LA'=\/YQ>_IOX9U_]U:V#EI6&8^6/[(VZ/V_I\--> M'J3B;>98K)L_Q$M200]%=4.$.I\;^Q!(/V-57@F?7#I_;QBFTK9>ETFM6VV3+B\"6HK*WEZ_E2DD_ MZ52W3^%?.J#5PR;(,BNL*"7U,0X-MDF.EO0V22/.NX#9Y)!W]*D+>37GJ$\J MU62Q28.-/M.-3KEPN(4@I[&D;Y.R.?]/>+]-,C_V:1)^)YK$F0_A2%.QI M:(RW67DJT"`4@^2-C]='1HA!QBZ[P-V_`]6,WO);)U`N/32Y7Z3*:D-*5;;D M^E+CS)*.])/=PKCN&COD?0ZK0=,X&4YK9EY#U,G=3KC;Y<#';]XG+S.[,VFTO++CK#NGW5=ZD)2'#M24^DDCD?YUM.F\[)V+YG6&( MR20ZN`VXJ),EI^.6E(7VE0"C[@CCQOG]>'1.X-Q,WRUV5&G,(N;BWXJG(;H" MTI6XL[/;P>T@Z/GP.>*\_3VX-'JIE\]4:\E7"$N#CTHLMUZA6FZW>\9ED+4MI\,L*CS5)2@]@5W%/@\J'`UX^];[IA MD.4W,Y3@MVO*D7:V(4F/S;I4=^\I*84);BVECO2E7Y1 MV)UW#7)\:YK=]1[T75A]HL5Q5=]I^>#<-7:@I="BZI0'.])`'D>.`*[\IN+<[H?C^/1HEP5 M=&'4!QDP7AV]@5W>KMU_?3[^_P"M-1U5K9_@+W-OD6.Y+&Z7LYI*S2]F\-1V M)'P6Y)0PAM12`D)']X`@E6^2#OS7#/)V5Q\,QC.8F0W=MF:RP+G'CR2A`4I( MTM`_N]VB#KC9!J0YC?(K;;:\&N*5H2I*U-)6"-]R?B#@_45.#*G74&S&2ZY_"B6J&`0VT5Z]2]'O4A&^3HZU2]2;CBUELC5WMIB M73'$(3`N3)*XD]H)"%L+5K;2G$#PL:[@D@U5"VFD**$-(2A/"4A(``^U$M-* M(0IM!2KA0*001]Z[?@J_`QSD_D1;J]D=@M6*K/[&ND>6[:Y@'^Y1I`07T_8M ME*NT>Q6D>U7W:;=$M-MBVR`R&8D9I+32![)`T/Z_>H3T7:;;PU"&VTI0W)>2 MA*1H)!()`^G/-6%7'C2MY>AK%!JLTH`5CM3K6AKZ5FE`"N+G"%$(*B!L`>2: MY4H`I+"+?E4'JM>\BFXE<&+=>/X84IUDF."I)[E@+/'I.];/ZU=M-#Z4JYSS MNV)*AJFJ4J!F-#>]"*S2@!6"`?:LTH`:IJE*` M&JUN0/2(]FF.Q(#\]_X92B.PI(6LGC@J('&]^?:ME2@"G>@=DR+&H%QL]]L$ MF&'7?F42%K;4@^E*>S043OC?C57%2E7B38\,7P^UV8I`?: 8:[I!'/
-----END PRIVACY-ENHANCED MESSAGE-----