0000014272-23-000183.txt : 20231103
0000014272-23-000183.hdr.sgml : 20231103
20231103183028
ACCESSION NUMBER: 0000014272-23-000183
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231101
FILED AS OF DATE: 20231103
DATE AS OF CHANGE: 20231103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOERNER CHRISTOPHER S.
CENTRAL INDEX KEY: 0001543747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 231377702
MAIL ADDRESS:
STREET 1: 21823 30TH DRIVE S
CITY: BOTHELL
STATE: WA
ZIP: 98021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ROUTE 206 AND PROVINCE LINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
BUSINESS PHONE: 6092524621
MAIL ADDRESS:
STREET 1: ROUTE 206 AND PROVINCE LINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wk-form4_1699050617.xml
FORM 4
X0508
4
2023-11-01
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001543747
BOERNER CHRISTOPHER S.
BRISTOL-MYERS SQUIBB COMPANY
ROUTE 206 AND PROVINCE LINE ROAD
PRINCETON
NJ
08543
0
1
0
0
Chief Executive Officer
0
Market Share Units
2023-11-01
4
A
0
11858
0
A
2027-11-01
Common Stock, $0.10 par value
11858
11858
D
Performance Shares
2023-11-01
4
A
0
17788
0
A
2026-03-10
Common Stock, $0.10 par value
17788
17788
D
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.
Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026.
/s/Lisa A. Atkins, attorney-in-fact for Christopher Boerner
2023-11-03