0000014272-23-000183.txt : 20231103 0000014272-23-000183.hdr.sgml : 20231103 20231103183028 ACCESSION NUMBER: 0000014272-23-000183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231101 FILED AS OF DATE: 20231103 DATE AS OF CHANGE: 20231103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOERNER CHRISTOPHER S. CENTRAL INDEX KEY: 0001543747 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 231377702 MAIL ADDRESS: STREET 1: 21823 30TH DRIVE S CITY: BOTHELL STATE: WA ZIP: 98021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ROUTE 206 AND PROVINCE LINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08543 BUSINESS PHONE: 6092524621 MAIL ADDRESS: STREET 1: ROUTE 206 AND PROVINCE LINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08543 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 wk-form4_1699050617.xml FORM 4 X0508 4 2023-11-01 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001543747 BOERNER CHRISTOPHER S. BRISTOL-MYERS SQUIBB COMPANY ROUTE 206 AND PROVINCE LINE ROAD PRINCETON NJ 08543 0 1 0 0 Chief Executive Officer 0 Market Share Units 2023-11-01 4 A 0 11858 0 A 2027-11-01 Common Stock, $0.10 par value 11858 11858 D Performance Shares 2023-11-01 4 A 0 17788 0 A 2026-03-10 Common Stock, $0.10 par value 17788 17788 D Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%. Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2026. /s/Lisa A. Atkins, attorney-in-fact for Christopher Boerner 2023-11-03