0000014272-23-000111.txt : 20230503
0000014272-23-000111.hdr.sgml : 20230503
20230503193653
ACCESSION NUMBER: 0000014272-23-000111
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230502
FILED AS OF DATE: 20230503
DATE AS OF CHANGE: 20230503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenlees Sharon
CENTRAL INDEX KEY: 0001926113
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 23885947
MAIL ADDRESS:
STREET 1: BRISTOL MYERS SQUIBB
STREET 2: ROUTE 206 & PROVINCE LINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wf-form4_168315699941422.xml
FORM 4
X0407
4
2023-05-02
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001926113
Greenlees Sharon
430 E. 29TH STREET
14TH FLOOR
NEW YORK
NY
10016
0
1
0
0
SVP & Controller
0
Common Stock, $0.10 par value
2023-05-02
4
M
0
689
0
A
689
D
Common Stock, $0.10 par value
2023-05-02
4
J
0
62
0
D
627
D
Common Stock, $0.10 par value
2023-05-02
4
F
0
227
68.10
D
400
D
Common Stock, $0.10 par value
2023-05-02
4
M
0
328
0
A
728
D
Common Stock, $0.10 par value
2023-05-02
4
F
0
119
68.10
D
609
D
Market Share Units
2023-05-02
4
M
0
689
0
D
2026-05-02
Common Stock, $0.10 par value
689.0
2067
D
Restricted Stock Units
2023-05-02
4
M
0
328
0
D
2026-05-02
Common Stock, $0.10 par value
328.0
984
D
Represents vesting of one-quarter of market share units granted on May 2, 2022.
Adjustment reflects shares disposed upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of awards.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.
Each restricted stock unit converts into one share of common stock upon vesting.
/s/ Lisa A. Atkins, attorney-in-fact for Sharon Greenlees
2023-05-03