0000014272-23-000098.txt : 20230404 0000014272-23-000098.hdr.sgml : 20230404 20230404204017 ACCESSION NUMBER: 0000014272-23-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230401 FILED AS OF DATE: 20230404 DATE AS OF CHANGE: 20230404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mily Elizabeth CENTRAL INDEX KEY: 0001808438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 23800852 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVENCE LINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 wf-form4_168065520334631.xml FORM 4 X0407 4 2023-04-01 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001808438 Mily Elizabeth BRISTOL-MYERS SQUIBB COMPANY 430 E. 29TH STREET, 14TH FLOOR NEW YORK NY 10016 0 1 0 0 EVP, Strategy & BD 0 Common Stock, $0.10 par value 2023-04-01 4 M 0 3662 0 A 34058 D Common Stock, $0.10 par value 2023-04-01 4 J 0 1190 0 A 35248 D Common Stock, $0.10 par value 2023-04-01 4 F 0 2059 69.31 D 33189 D Common Stock, $0.10 par value 2023-04-01 4 M 0 2684 0 A 35873 D Common Stock, $0.10 par value 2023-04-01 4 F 0 1139 69.31 D 34734 D Market Share Units 2023-04-01 4 M 0 3662 0 D 2024-04-01 Common Stock, $0.10 par value 3662.0 3663 D Restricted Stock Units 2023-04-01 4 M 0 2684 0 D 2024-04-01 Common Stock, $0.10 par value 2684.0 2685 D Represents vesting of one-quarter of market share units granted on April 1, 2020. Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Shares withheld for payment of taxes upon vesting of award. The restricted stock units vest in four equal annual installments beginning on April 1, 2021. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. Each restricted stock unit converts into one share of common stock upon vesting. /s/ Lisa A. Atkins, attorney-in-fact for Elizabeth Mily 2023-04-04