0000014272-23-000058.txt : 20230314
0000014272-23-000058.hdr.sgml : 20230314
20230314201345
ACCESSION NUMBER: 0000014272-23-000058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230310
FILED AS OF DATE: 20230314
DATE AS OF CHANGE: 20230314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOERNER CHRISTOPHER S.
CENTRAL INDEX KEY: 0001543747
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 23732932
MAIL ADDRESS:
STREET 1: 21823 30TH DRIVE S
CITY: BOTHELL
STATE: WA
ZIP: 98021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wf-form4_167883921412861.xml
FORM 4
X0306
4
2023-03-10
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001543747
BOERNER CHRISTOPHER S.
BRISTOL-MYERS SQUIBB COMPANY
430 E. 29TH STREET, 14 FLOOR
NEW YORK
NY
10016
0
1
0
0
EVP, Chief Commercial Officer
Common Stock, $0.10 par value
2023-03-10
4
M
0
5319
0
A
48573
D
Common Stock, $0.10 par value
2023-03-10
4
J
0
1940
0
A
50513
D
Common Stock, $0.10 par value
2023-03-10
4
F
0
3713
65.71
D
46800
D
Common Stock, $0.10 par value
2023-03-10
4
M
0
5741
0
A
52541
D
Common Stock, $0.10 par value
2023-03-10
4
J
0
1062
0
A
53603
D
Common Stock, $0.10 par value
2023-03-10
4
F
0
3480
65.71
D
50123
D
Common Stock, $0.10 par value
2023-03-10
4
M
0
6985
0
A
57108
D
Common Stock, $0.10 par value
2023-03-10
4
J
0
1146
0
A
58254
D
Common Stock, $0.10 par value
2023-03-10
4
F
0
4160
65.71
D
54094
D
Common Stock, $0.10 par value
2023-03-10
4
M
0
6616
0
A
60710
D
Common Stock, $0.10 par value
2023-03-10
4
J
0
214
0
A
60924
D
Common Stock, $0.10 par value
2023-03-10
4
F
0
3494
65.71
D
57430
D
Common Stock, $0.10 par value
2023-03-10
4
M
0
34450
0
A
91880
D
Common Stock, $0.10 par value
2023-03-10
4
J
0
4206
0
A
96086
D
Common Stock, $0.10 par value
2023-03-10
4
F
0
19773
65.71
D
76313
D
Market Share Units
2023-03-10
4
M
0
5319
0
D
2023-03-10
Common Stock, $0.10 par value
5319.0
0
D
Market Share Units
2023-03-10
4
M
0
5741
0
D
2024-03-10
Common Stock, $0.10 par value
5741.0
5743
D
Market Share Units
2023-03-10
4
M
0
6985
0
D
2025-03-10
Common Stock, $0.10 par value
6985.0
13970
D
Market Share Units
2023-03-10
4
M
0
6616
0
D
2026-03-10
Common Stock, $0.10 par value
6616.0
19850
D
Market Share Units
2023-03-10
4
A
0
26932
0
A
2027-03-10
Common Stock, $0.10 par value
26932.0
26932
D
Performance Shares
2023-03-10
4
M
0
34450
0
D
2023-03-10
Common Stock, $0.10 par value
34450.0
0
D
Performance Shares
2023-03-10
4
A
0
40398
0
A
2026-03-10
Common Stock, $0.10 par value
40398.0
40398
D
Represents vesting of one-quarter of market share units granted on March 10, 2019.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of awards.
Represents vesting of one-quarter of market share units granted on March 10, 2020.
Represents vesting of one-quarter of market share units granted on March 10, 2021.
Represents vesting of one-quarter of market share units granted on March 10, 2022.
Amount represents distribution of performance shares earned under the 2020-2022 Long-Term Performance Award.
Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.
Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2023, subject to a Total Shareholder Return.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.
/s/Lisa A. Atkins, attorney-in-fact for Christopher Boerner
2023-03-14