0000014272-23-000057.txt : 20230314 0000014272-23-000057.hdr.sgml : 20230314 20230314201330 ACCESSION NUMBER: 0000014272-23-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230310 FILED AS OF DATE: 20230314 DATE AS OF CHANGE: 20230314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenlees Sharon CENTRAL INDEX KEY: 0001926113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 23732931 MAIL ADDRESS: STREET 1: BRISTOL MYERS SQUIBB STREET 2: ROUTE 206 & PROVINCE LINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08543 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 wf-form4_167883919953888.xml FORM 4 X0306 4 2023-03-10 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001926113 Greenlees Sharon 430 E. 29TH STREET 14TH FLOOR NEW YORK NY 10016 0 1 0 0 SVP & Controller Market Share Units 2023-03-10 4 A 0 3513 0 A 2027-03-10 Common Stock, $0.10 par value 3513.0 3513 D Performance Shares 2023-03-10 4 A 0 5269 0 A 2026-03-10 Common Stock, $0.10 par value 5269.0 5269 D Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%. Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Each performance share converts into one share of common stock upon distribution in the first quarter of 2026. /s/ Lisa A. Atkins, attorney-in-fact for Sharon Greenlees 2023-03-14