0000014272-23-000054.txt : 20230314
0000014272-23-000054.hdr.sgml : 20230314
20230314201243
ACCESSION NUMBER: 0000014272-23-000054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230310
FILED AS OF DATE: 20230314
DATE AS OF CHANGE: 20230314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shanahan Karin
CENTRAL INDEX KEY: 0001917325
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 23732926
MAIL ADDRESS:
STREET 1: BRISTOL MYERS SQUIBB
STREET 2: ROUTE 206 & PROVINCE LINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wf-form4_167883915023684.xml
FORM 4
X0306
4
2023-03-10
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001917325
Shanahan Karin
430 E. 29TH STREET
14TH FLOOR
NEW YORK
NY
10016
0
1
0
0
EVP, Glob. Prod. Dev. & Supply
Common Stock, $0.10 par value
2023-03-10
4
M
0
2447
0
A
2447
D
Common Stock, $0.10 par value
2023-03-10
4
J
0
79
0
A
2526
D
Common Stock, $0.10 par value
2023-03-10
4
F
0
914
65.71
D
1612
D
Common Stock, $0.10 par value
747.61
I
BMS Savings and Investment Program
Market Share Units
2023-03-10
4
M
0
2447
0
D
2026-03-10
Common Stock, $0.10 par value
2447.0
7342
D
Market Share Units
2023-03-10
4
A
0
13173
0
A
2027-03-10
Common Stock, $0.10 par value
13173.0
13173
D
Performance Shares
2023-03-10
4
A
0
19760
0
A
2026-03-10
Common Stock, $0.10 par value
19760.0
19760
D
Represents vesting of one-quarter of market share units granted on March 10, 2022.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of awards.
Based on recent 401(k) plan statement.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.
Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2026.
/s/ Lisa A. Atkins, attorney-in-fact for Karin Shanahan
2023-03-14