0000014272-21-000193.txt : 20210803 0000014272-21-000193.hdr.sgml : 20210803 20210803165017 ACCESSION NUMBER: 0000014272-21-000193 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210730 FILED AS OF DATE: 20210803 DATE AS OF CHANGE: 20210803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VESSEY RUPERT CENTRAL INDEX KEY: 0001677618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 211140608 MAIL ADDRESS: STREET 1: C/O CELGENE CORPORATION STREET 2: 86 MORRIS AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 wf-form4_162802376123740.xml FORM 4 X0306 4 2021-07-30 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001677618 VESSEY RUPERT 430 E. 29TH STREET 14TH FLOOR NEW YORK NY 10016 0 1 0 0 EVP, Research & Early Dev. Common Stock, $0.10 par value 2021-07-30 4 S 0 17740 68.01 D 36650 D Common Stock, $0.10 par value 2021-07-30 4 M 0 5843 58.78 A 42493 D Common Stock, $0.10 par value 2021-07-30 4 M 0 6305 63.41 A 48798 D Common Stock, $0.10 par value 2021-07-30 4 M 0 1651 60.53 A 50449 D Common Stock, $0.10 par value 2021-07-30 4 M 0 1454 54.20 A 51903 D Common Stock, $0.10 par value 2021-07-30 4 M 0 373 56.44 A 52276 D Common Stock, $0.10 par value 2021-07-30 4 M 0 29489 63.41 A 81765 D Common Stock, $0.10 par value 2021-07-30 4 M 0 5843 61.01 A 87608 D Common Stock, $0.10 par value 2021-07-30 4 M 0 2905 54.20 A 90513 D Common Stock, $0.10 par value 2021-07-30 4 M 0 17630 56.44 A 108143 D Common Stock, $0.10 par value 2021-07-30 4 M 0 24134 61.34 A 132277 D Common Stock, $0.10 par value 2021-07-30 4 M 0 22483 60.53 A 154760 D Common Stock, $0.10 par value 2021-07-30 4 M 0 15879 55.52 A 170639 D Common Stock, $0.10 par value 2021-07-30 4 M 0 8489 44.70 A 179128 D Common Stock, $0.10 par value 2021-07-30 4 M 0 8489 47.81 A 187617 D Common Stock, $0.10 par value 2021-07-30 4 S 0 140653 68.08 D 46964 D Common Stock, $0.10 par value 622.06 I BMS Savings and Investment Program Option (right to buy) 58.78 2021-07-30 4 M 0 5843 0 D 2025-05-04 Common Stock, $0.10 par value 5843.0 0 D Option (right to buy) 63.41 2021-07-30 4 M 0 6305 0 D 2025-02-02 Common Stock, $0.10 par value 6305.0 0 D Option (right to buy) 60.53 2021-07-30 4 M 0 1651 0 D 2027-01-30 Common Stock, $0.10 par value 1651.0 0 D Option (right to buy) 54.2 2021-07-30 4 M 0 1454 0 D 2026-02-01 Common Stock, $0.10 par value 1454.0 0 D Option (right to buy) 56.44 2021-07-30 4 M 0 373 0 D 2026-05-02 Common Stock, $0.10 par value 373.0 0 D Option (right to buy) 63.41 2021-07-30 4 M 0 29489 0 D 2025-02-02 Common Stock, $0.10 par value 29489.0 0 D Option (right to buy) 61.01 2021-07-30 4 M 0 5843 0 D 2025-11-09 Common Stock, $0.10 par value 5843.0 0 D Option (right to buy) 54.2 2021-07-30 4 M 0 2905 0 D 2026-02-01 Common Stock, $0.10 par value 2905.0 0 D Option (right to buy) 56.44 2021-07-30 4 M 0 17630 0 D 2026-05-02 Common Stock, $0.10 par value 17630.0 0 D Option (right to buy) 61.34 2021-07-30 4 M 0 24134 0 D 2026-08-01 Common Stock, $0.10 par value 24134.0 0 D Option (right to buy) 60.53 2021-07-30 4 M 0 22483 0 D 2027-01-30 Common Stock, $0.10 par value 22483.0 0 D Option (right to buy) 55.52 2021-07-30 4 M 0 15879 0 D 2028-01-29 Common Stock, $0.10 par value 15879.0 3494 D Option (right to buy) 44.7 2021-07-30 4 M 0 8489 0 D 2028-05-08 Common Stock, $0.10 par value 8489.0 8491 D Option (right to buy) 47.81 2021-07-30 4 M 0 8489 0 D 2028-07-30 Common Stock, $0.10 par value 8489.0 8491 D The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.93 to $68.045, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. 140,653 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.165, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Based on a plan statement as of the end of the most recent fiscal quarter. All of the shares are currently exercisable. /s/ Lisa A. Atkins, attorney-in-fact for Rupert Vessey 2021-08-03