0000014272-21-000193.txt : 20210803
0000014272-21-000193.hdr.sgml : 20210803
20210803165017
ACCESSION NUMBER: 0000014272-21-000193
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210730
FILED AS OF DATE: 20210803
DATE AS OF CHANGE: 20210803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VESSEY RUPERT
CENTRAL INDEX KEY: 0001677618
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 211140608
MAIL ADDRESS:
STREET 1: C/O CELGENE CORPORATION
STREET 2: 86 MORRIS AVENUE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wf-form4_162802376123740.xml
FORM 4
X0306
4
2021-07-30
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001677618
VESSEY RUPERT
430 E. 29TH STREET
14TH FLOOR
NEW YORK
NY
10016
0
1
0
0
EVP, Research & Early Dev.
Common Stock, $0.10 par value
2021-07-30
4
S
0
17740
68.01
D
36650
D
Common Stock, $0.10 par value
2021-07-30
4
M
0
5843
58.78
A
42493
D
Common Stock, $0.10 par value
2021-07-30
4
M
0
6305
63.41
A
48798
D
Common Stock, $0.10 par value
2021-07-30
4
M
0
1651
60.53
A
50449
D
Common Stock, $0.10 par value
2021-07-30
4
M
0
1454
54.20
A
51903
D
Common Stock, $0.10 par value
2021-07-30
4
M
0
373
56.44
A
52276
D
Common Stock, $0.10 par value
2021-07-30
4
M
0
29489
63.41
A
81765
D
Common Stock, $0.10 par value
2021-07-30
4
M
0
5843
61.01
A
87608
D
Common Stock, $0.10 par value
2021-07-30
4
M
0
2905
54.20
A
90513
D
Common Stock, $0.10 par value
2021-07-30
4
M
0
17630
56.44
A
108143
D
Common Stock, $0.10 par value
2021-07-30
4
M
0
24134
61.34
A
132277
D
Common Stock, $0.10 par value
2021-07-30
4
M
0
22483
60.53
A
154760
D
Common Stock, $0.10 par value
2021-07-30
4
M
0
15879
55.52
A
170639
D
Common Stock, $0.10 par value
2021-07-30
4
M
0
8489
44.70
A
179128
D
Common Stock, $0.10 par value
2021-07-30
4
M
0
8489
47.81
A
187617
D
Common Stock, $0.10 par value
2021-07-30
4
S
0
140653
68.08
D
46964
D
Common Stock, $0.10 par value
622.06
I
BMS Savings and Investment Program
Option (right to buy)
58.78
2021-07-30
4
M
0
5843
0
D
2025-05-04
Common Stock, $0.10 par value
5843.0
0
D
Option (right to buy)
63.41
2021-07-30
4
M
0
6305
0
D
2025-02-02
Common Stock, $0.10 par value
6305.0
0
D
Option (right to buy)
60.53
2021-07-30
4
M
0
1651
0
D
2027-01-30
Common Stock, $0.10 par value
1651.0
0
D
Option (right to buy)
54.2
2021-07-30
4
M
0
1454
0
D
2026-02-01
Common Stock, $0.10 par value
1454.0
0
D
Option (right to buy)
56.44
2021-07-30
4
M
0
373
0
D
2026-05-02
Common Stock, $0.10 par value
373.0
0
D
Option (right to buy)
63.41
2021-07-30
4
M
0
29489
0
D
2025-02-02
Common Stock, $0.10 par value
29489.0
0
D
Option (right to buy)
61.01
2021-07-30
4
M
0
5843
0
D
2025-11-09
Common Stock, $0.10 par value
5843.0
0
D
Option (right to buy)
54.2
2021-07-30
4
M
0
2905
0
D
2026-02-01
Common Stock, $0.10 par value
2905.0
0
D
Option (right to buy)
56.44
2021-07-30
4
M
0
17630
0
D
2026-05-02
Common Stock, $0.10 par value
17630.0
0
D
Option (right to buy)
61.34
2021-07-30
4
M
0
24134
0
D
2026-08-01
Common Stock, $0.10 par value
24134.0
0
D
Option (right to buy)
60.53
2021-07-30
4
M
0
22483
0
D
2027-01-30
Common Stock, $0.10 par value
22483.0
0
D
Option (right to buy)
55.52
2021-07-30
4
M
0
15879
0
D
2028-01-29
Common Stock, $0.10 par value
15879.0
3494
D
Option (right to buy)
44.7
2021-07-30
4
M
0
8489
0
D
2028-05-08
Common Stock, $0.10 par value
8489.0
8491
D
Option (right to buy)
47.81
2021-07-30
4
M
0
8489
0
D
2028-07-30
Common Stock, $0.10 par value
8489.0
8491
D
The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $67.93 to $68.045, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
140,653 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.165, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Based on a plan statement as of the end of the most recent fiscal quarter.
All of the shares are currently exercisable.
/s/ Lisa A. Atkins, attorney-in-fact for Rupert Vessey
2021-08-03