0000014272-21-000117.txt : 20210402 0000014272-21-000117.hdr.sgml : 20210402 20210402131442 ACCESSION NUMBER: 0000014272-21-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210402 DATE AS OF CHANGE: 20210402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mily Elizabeth CENTRAL INDEX KEY: 0001808438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 21801337 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVENCE LINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 wf-form4_161738362260566.xml FORM 4 X0306 4 2021-04-01 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001808438 Mily Elizabeth BRISTOL-MYERS SQUIBB COMPANY 430 E. 29TH STREET, 14TH FLOOR NEW YORK NY 10016 0 1 0 0 EVP, Strategy & BD Common Stock, $0.10 par value 2021-04-01 4 M 0 3662 0 A 3662 D Common Stock, $0.10 par value 2021-04-01 4 J 0 847 0 A 4509 D Common Stock, $0.10 par value 2021-04-01 4 F 0 1813 62.93 D 2696 D Common Stock, $0.10 par value 2021-04-01 4 M 0 2684 0 A 5380 D Common Stock, $0.10 par value 2021-04-01 4 F 0 1139 62.93 D 4241 D Market Share Units 2021-04-01 4 M 0 3662 0 D 2024-04-01 Common Stock, $0.10 par value 3662.0 10987 D Restricted Stock Units 2021-04-01 4 M 0 2684 0 D 2024-04-01 Common Stock, $0.10 par value 2684.0 8054 D Represents vesting of one-quarter of market share units granted on April 1, 2020. Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Shares withheld for payment of taxes. The restricted stock unit vests in four equal annual installments beginning on April 1, 2021. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. Each restricted stock unit converts into one share of common stock upon vesting. /s/ Lisa A. Atkins, attorney-in-fact for Elizabeth Mily 2021-04-02