0000014272-21-000117.txt : 20210402
0000014272-21-000117.hdr.sgml : 20210402
20210402131442
ACCESSION NUMBER: 0000014272-21-000117
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210401
FILED AS OF DATE: 20210402
DATE AS OF CHANGE: 20210402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mily Elizabeth
CENTRAL INDEX KEY: 0001808438
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 21801337
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: ROUTE 206 & PROVENCE LINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wf-form4_161738362260566.xml
FORM 4
X0306
4
2021-04-01
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001808438
Mily Elizabeth
BRISTOL-MYERS SQUIBB COMPANY
430 E. 29TH STREET, 14TH FLOOR
NEW YORK
NY
10016
0
1
0
0
EVP, Strategy & BD
Common Stock, $0.10 par value
2021-04-01
4
M
0
3662
0
A
3662
D
Common Stock, $0.10 par value
2021-04-01
4
J
0
847
0
A
4509
D
Common Stock, $0.10 par value
2021-04-01
4
F
0
1813
62.93
D
2696
D
Common Stock, $0.10 par value
2021-04-01
4
M
0
2684
0
A
5380
D
Common Stock, $0.10 par value
2021-04-01
4
F
0
1139
62.93
D
4241
D
Market Share Units
2021-04-01
4
M
0
3662
0
D
2024-04-01
Common Stock, $0.10 par value
3662.0
10987
D
Restricted Stock Units
2021-04-01
4
M
0
2684
0
D
2024-04-01
Common Stock, $0.10 par value
2684.0
8054
D
Represents vesting of one-quarter of market share units granted on April 1, 2020.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes.
The restricted stock unit vests in four equal annual installments beginning on April 1, 2021.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Each restricted stock unit converts into one share of common stock upon vesting.
/s/ Lisa A. Atkins, attorney-in-fact for Elizabeth Mily
2021-04-02