0000014272-21-000085.txt : 20210312 0000014272-21-000085.hdr.sgml : 20210312 20210312185022 ACCESSION NUMBER: 0000014272-21-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210310 FILED AS OF DATE: 20210312 DATE AS OF CHANGE: 20210312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VESSEY RUPERT CENTRAL INDEX KEY: 0001677618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 21739259 MAIL ADDRESS: STREET 1: C/O CELGENE CORPORATION STREET 2: 86 MORRIS AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4 1 wf-form4_161559300926025.xml FORM 4 X0306 4 2021-03-10 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001677618 VESSEY RUPERT 430 E. 29TH STREET 14TH FLOOR NEW YORK NY 10016 0 1 0 0 EVP, Research & Early Dev. Common Stock, $0.10 par value 2021-03-10 4 M 0 7423 0 A 79051 D Common Stock, $0.10 par value 2021-03-10 4 J 0 139 0 A 79190 D Common Stock, $0.10 par value 2021-03-10 4 F 0 3505 60.93 D 75685 D Market Share Units 2021-03-10 4 M 0 7423 0 D 2024-03-10 Common Stock, $0.10 par value 7423.0 22271 D Market Share Units 2021-03-10 4 A 0 31299 0 A 2025-03-10 Common Stock, $0.10 par value 31299.0 31299 D Performance Shares 2021-03-10 4 A 0 46949 0 A 2024-03-10 Common Stock, $0.10 par value 46949.0 46949 D Represents vesting of one-quarter of market share units granted on March 10, 2020. Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Shares withheld for payment of taxes upon vesting. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024. /s/ Lisa A. Atkins, attorney-in-fact for Rupert Vessey 2021-03-12