0000014272-21-000085.txt : 20210312
0000014272-21-000085.hdr.sgml : 20210312
20210312185022
ACCESSION NUMBER: 0000014272-21-000085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210310
FILED AS OF DATE: 20210312
DATE AS OF CHANGE: 20210312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VESSEY RUPERT
CENTRAL INDEX KEY: 0001677618
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 21739259
MAIL ADDRESS:
STREET 1: C/O CELGENE CORPORATION
STREET 2: 86 MORRIS AVENUE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wf-form4_161559300926025.xml
FORM 4
X0306
4
2021-03-10
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001677618
VESSEY RUPERT
430 E. 29TH STREET
14TH FLOOR
NEW YORK
NY
10016
0
1
0
0
EVP, Research & Early Dev.
Common Stock, $0.10 par value
2021-03-10
4
M
0
7423
0
A
79051
D
Common Stock, $0.10 par value
2021-03-10
4
J
0
139
0
A
79190
D
Common Stock, $0.10 par value
2021-03-10
4
F
0
3505
60.93
D
75685
D
Market Share Units
2021-03-10
4
M
0
7423
0
D
2024-03-10
Common Stock, $0.10 par value
7423.0
22271
D
Market Share Units
2021-03-10
4
A
0
31299
0
A
2025-03-10
Common Stock, $0.10 par value
31299.0
31299
D
Performance Shares
2021-03-10
4
A
0
46949
0
A
2024-03-10
Common Stock, $0.10 par value
46949.0
46949
D
Represents vesting of one-quarter of market share units granted on March 10, 2020.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.
Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2024.
/s/ Lisa A. Atkins, attorney-in-fact for Rupert Vessey
2021-03-12