0000014272-20-000281.txt : 20201123
0000014272-20-000281.hdr.sgml : 20201123
20201123174027
ACCESSION NUMBER: 0000014272-20-000281
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201119
FILED AS OF DATE: 20201123
DATE AS OF CHANGE: 20201123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VESSEY RUPERT
CENTRAL INDEX KEY: 0001677618
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 201339207
MAIL ADDRESS:
STREET 1: C/O CELGENE CORPORATION
STREET 2: 86 MORRIS AVENUE
CITY: SUMMIT
STATE: NJ
ZIP: 07901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wf-form4_160617121293210.xml
FORM 4
X0306
4
2020-11-19
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001677618
VESSEY RUPERT
430 E. 29TH STREET
14TH FLOOR
NEW YORK
NY
10016
0
1
0
0
EVP, Research & Early Dev.
Common Stock, $0.10 par value
2020-11-19
4
S
0
10579
61.25
D
46142
D
Common Stock, $0.10 par value
2020-11-19
4
M
0
14515
54.94
A
60657
D
Common Stock, $0.10 par value
2020-11-19
4
M
0
12233
54.29
A
72890
D
Common Stock, $0.10 par value
2020-11-19
4
M
0
8489
44.70
A
81379
D
Common Stock, $0.10 par value
2020-11-19
4
M
0
8489
47.81
A
89868
D
Common Stock, $0.10 par value
2020-11-19
4
M
0
8487
38.41
A
98355
D
Common Stock, $0.10 par value
2020-11-19
4
S
0
47012
61.31
D
51343
D
Common Stock, $0.10 par value
613
I
401(k)
Option (right to buy)
54.94
2020-11-19
4
M
0
14515
0
D
2026-10-31
Common Stock, $0.10 par value
14515.0
0
D
Option (right to buy)
54.29
2020-11-19
4
M
0
12233
0
D
2027-10-30
Common Stock, $0.10 par value
12233.0
12233
D
Option (right to buy)
44.7
2020-11-19
4
M
0
8489
0
D
2028-05-08
Common Stock, $0.10 par value
8489.0
16980
D
Option (right to buy)
47.81
2020-11-19
4
M
0
8489
0
D
2028-07-30
Common Stock, $0.10 par value
8489.0
16980
D
Option (right to buy)
38.41
2020-11-19
4
M
0
8487
0
D
2028-10-29
Common Stock, $0.10 par value
8487.0
16981
D
The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.19 to $61.29, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
47,012 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.21 to $61.36, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Based on recent 401(k) plan statement.
All of the shares are currently exercisable.
/s/ Lisa A. Atkins, attorney-in-fact for Rupert Vessey
2020-11-23