0000014272-20-000159.txt : 20200409 0000014272-20-000159.hdr.sgml : 20200409 20200409165134 ACCESSION NUMBER: 0000014272-20-000159 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200401 FILED AS OF DATE: 20200409 DATE AS OF CHANGE: 20200409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mily Elizabeth CENTRAL INDEX KEY: 0001808438 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 20785060 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVENCE LINE ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 430 E. 29TH STREET STREET 2: 14 FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 4/A 1 wf-form4a_158646547511444.xml FORM 4/A X0306 4/A 2020-04-01 2020-04-03 0 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001808438 Mily Elizabeth BRISTOL-MYERS SQUIBB COMPANY 430 E. 29TH STREET, 14TH FLOOR NEW YORK NY 10016 0 1 0 0 EVP, Strategy & BD Market Share Units 2020-04-01 4 A 0 14649 0 A 2024-04-01 Common Stock, $0.10 par value 14649.0 14649 D Performance Shares 2020-04-01 4 A 0 21973 0 A 2023-04-01 Common Stock, $0.10 par value 21973.0 21973 D Due to an administrative error, this Form 4 is being amended to report market share units and performance share units granted to the reporting person on April 1, 2020. Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023. /s/ Lisa A. Atkins, attorney-in-fact for Elizabeth Mily 2020-04-09