0000014272-20-000128.txt : 20200312
0000014272-20-000128.hdr.sgml : 20200312
20200312181903
ACCESSION NUMBER: 0000014272-20-000128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200310
FILED AS OF DATE: 20200312
DATE AS OF CHANGE: 20200312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: von Autenried Paul
CENTRAL INDEX KEY: 0001524143
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 20710158
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: 100 NASSAU PARK BOULEVARD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wf-form4_158405152623782.xml
FORM 4
X0306
4
2020-03-10
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001524143
von Autenried Paul
BRISTOL-MYERS SQUIBB COMPANY
430 E. 29TH STREET, 14 FLOOR
NEW YORK
NY
10016
0
1
0
0
EVP, Chief Information Officer
Common Stock, $0.10 par value
2020-03-10
4
M
0
2003
0
A
136730.066
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
32
0
D
136698.066
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
713
57.93
D
135985.066
D
Common Stock, $0.10 par value
2020-03-10
4
M
0
2053
0
A
138038.066
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
231
0
A
138269.066
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
826
57.93
D
137443.066
D
Common Stock, $0.10 par value
2020-03-10
4
M
0
1917
0
A
139360.066
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
92
0
D
139268.066
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
691
57.93
D
138577.066
D
Common Stock, $0.10 par value
2020-03-10
4
M
0
2512
0
A
141089.066
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
563
0
A
141652.066
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
1573
57.93
D
140079.066
D
Common Stock, $0.10 par value
2020-03-10
4
M
0
12321
0
A
152400.066
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
1236
0
A
153636.066
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
6935
57.93
D
146701.066
D
Market Share Units
2020-03-10
4
M
0
2003
0
D
2020-03-10
Common Stock, $0.10 par value
2003.0
0
D
Market Share Units
2020-03-10
4
M
0
2053
0
D
2021-03-10
Common Stock, $0.10 par value
2053.0
2055
D
Market Share Units
2020-03-10
4
M
0
1917
0
D
2022-03-10
Common Stock, $0.10 par value
1917.0
3834
D
Market Share Units
2020-03-10
4
M
0
2512
0
D
2023-03-10
Common Stock, $0.10 par value
2512.0
7538
D
Market Share Units
2020-03-10
4
A
0
9267
0
A
2024-03-10
Common Stock, $0.10 par value
9267.0
9267
D
Performance Shares
2020-03-10
4
M
0
12321
0
D
2020-03-10
Common Stock, $0.10 par value
12321.0
0
D
Performance Shares
2020-03-10
4
A
0
13900
0
A
2023-03-10
Common Stock, $0.10 par value
13900.0
13900
D
Represents vesting of one-quarter of market share units granted on March 10, 2016.
Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting.
Represents vesting of one-quarter of market share units granted on March 10, 2017.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Represents vesting of one-quarter of market share units granted on March 10, 2018.
Represents vesting of one-quarter of market share units granted on March 10, 2019.
Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.
Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.
Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.
Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.
/s/ Lisa A. Atkins, attorney-in-fact for Paul von Autenried
2020-03-12