0000014272-20-000119.txt : 20200312
0000014272-20-000119.hdr.sgml : 20200312
20200312181400
ACCESSION NUMBER: 0000014272-20-000119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200310
FILED AS OF DATE: 20200312
DATE AS OF CHANGE: 20200312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elicker John E
CENTRAL INDEX KEY: 0001554788
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 20710124
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: ROUTE 206 & PROVINCELINE ROAD
CITY: LAWRENCEVILLE
STATE: NJ
ZIP: 08543
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wf-form4_158405122103148.xml
FORM 4
X0306
4
2020-03-10
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001554788
Elicker John E
BRISTOL-MYERS SQUIBB COMPANY
430 E. 29TH STREET, 14 FLOOR
NEW YORK
NY
10016
0
1
0
0
EVP, Investor Relations
Common Stock, $0.10 par value
2020-03-10
4
M
0
1349
0
A
60014.583
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
22
0
D
59992.583
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
364
57.93
D
59628.583
D
Common Stock, $0.10 par value
2020-03-10
4
M
0
1890
0
A
61518.583
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
213
0
A
61731.583
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
577
57.93
D
61154.583
D
Common Stock, $0.10 par value
2020-03-10
4
M
0
1666
0
A
62820.583
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
80
0
D
62740.583
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
502
57.93
D
62238.583
D
Common Stock, $0.10 par value
2020-03-10
4
M
0
2161
0
A
64399.583
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
484
0
A
64883.583
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
1123
57.93
D
63760.583
D
Common Stock, $0.10 par value
2020-03-10
4
M
0
11341
0
A
75101.583
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
1138
0
A
76239.583
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
5294
57.93
D
70945.583
D
Market Share Units
2020-03-10
4
M
0
1349
0
D
2020-03-10
Common Stock, $0.10 par value
1349.0
0
D
Market Share Units
2020-03-10
4
M
0
1890
0
D
2021-03-10
Common Stock, $0.10 par value
1890.0
1891
D
Market Share Units
2020-03-10
4
M
0
1666
0
D
2022-03-10
Common Stock, $0.10 par value
1666.0
3332
D
Market Share Units
2020-03-10
4
M
0
2161
0
D
2023-03-10
Common Stock, $0.10 par value
2161.0
6484
D
Performance Shares
2020-03-10
4
M
0
11341
0
D
2020-03-10
Common Stock, $0.10 par value
11341.0
0
D
Represents vesting of one-quarter or market share units granted on March 10, 2016.
Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting.
Represents vesting of one-quarter or market share units granted on March 10, 2017.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Represents vesting of one-quarter or market share units granted on March 10, 2018.
Represents vesting of one-quarter or market share units granted on March 10, 2019.
Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.
Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.
/s/ Lisa A. Atkins, attorney-in-fact for John E. Elicker
2020-03-12