0000014272-20-000116.txt : 20200312
0000014272-20-000116.hdr.sgml : 20200312
20200312181254
ACCESSION NUMBER: 0000014272-20-000116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200310
FILED AS OF DATE: 20200312
DATE AS OF CHANGE: 20200312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dubow Adam
CENTRAL INDEX KEY: 0001744507
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 20710118
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: RT 206 & PROVINCE LINE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wf-form4_158405115682878.xml
FORM 4
X0306
4
2020-03-10
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001744507
Dubow Adam
BRISTOL-MYERS SQUIBB COMPANY
430 E. 29TH STREET, 14 FLOOR
NEW YORK
NY
10016
0
1
0
0
SVP,ChiefCompliance&EthicsOff.
Common Stock, $0.10 par value
2020-03-10
4
M
0
372
0
A
16121.152
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
6
0
D
16115.152
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
133
57.93
D
15982.152
D
Common Stock, $0.10 par value
2020-03-10
4
M
0
451
0
A
16433.152
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
51
0
A
16484.152
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
182
57.93
D
16302.152
D
Common Stock, $0.10 par value
2020-03-10
4
M
0
415
0
A
16717.152
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
20
0
D
16697.152
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
143
57.93
D
16554.152
D
Common Stock, $0.10 par value
2020-03-10
4
M
0
1062
0
A
17616.152
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
238
0
A
17854.152
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
470
57.93
D
17384.152
D
Common Stock, $0.10 par value
2020-03-10
4
M
0
2707
0
A
20091.152
D
Common Stock, $0.10 par value
2020-03-10
4
J
0
272
0
A
20363.152
D
Common Stock, $0.10 par value
2020-03-10
4
F
0
1077
57.93
D
19286.152
D
Common Stock, $0.10 par value
929.19
I
By BMY Savings and Investment Program
Market Share Units
2020-03-10
4
M
0
372
0
D
2020-03-10
Common Stock, $0.10 par value
372.0
0
D
Market Share Units
2020-03-10
4
M
0
451
0
D
2021-03-10
Common Stock, $0.10 par value
451.0
452
D
Market Share Units
2020-03-10
4
M
0
415
0
D
2022-03-10
Common Stock, $0.10 par value
415.0
833
D
Market Share Units
2020-03-10
4
M
0
1062
0
D
2023-03-10
Common Stock, $0.10 par value
1062.0
3186
D
Market Share Units
2020-03-10
4
A
0
3923
0
A
2024-03-10
Common Stock, $0.10 par value
3923.0
3923
D
Performance Shares
2020-03-10
4
M
0
2707
0
D
2020-03-10
Common Stock, $0.10 par value
2707.0
0
D
Performance Shares
2020-03-10
4
A
0
5885
0
A
2023-03-10
Common Stock, $0.10 par value
5885.0
5885
D
Represents vesting of one-quarter of market share units granted on March 10, 2016.
Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting.
Represents vesting of one-quarter of market share units granted on March 10, 2017.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Represents vesting of one-quarter of market share units granted on March 10, 2018.
Represents vesting of one-quarter of market share units granted on March 10, 2019.
Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.
Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
Based on a plan statement as of the end of the most recent fiscal quarter.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.
Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.
Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2023.
/s/ Lisa A. Atkins, attorney-in-fact for Adam Dubow
2020-03-12