0000014272-19-000072.txt : 20190313
0000014272-19-000072.hdr.sgml : 20190313
20190313073542
ACCESSION NUMBER: 0000014272-19-000072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190310
FILED AS OF DATE: 20190313
DATE AS OF CHANGE: 20190313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEUNG SANDRA
CENTRAL INDEX KEY: 0001199294
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 19677084
MAIL ADDRESS:
STREET 1: C/O BRISTOL MYERS SQUIBB CO
STREET 2: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10164
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 430 E. 29TH STREET
STREET 2: 14 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wf-form4_155247692259903.xml
FORM 4
X0306
4
2019-03-10
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001199294
LEUNG SANDRA
BRISTOL-MYERS SQUIBB COMPANY
430 E. 29TH STREET, 14 FLOOR
NEW YORK
NY
10016
0
1
0
0
EVP, General Counsel
Common Stock, $0.10 par value
2019-03-10
4
M
0
4495
0
A
529119.333
D
Common Stock, $0.10 par value
2019-03-10
4
J
0
896
0
D
528223.333
D
Common Stock, $0.10 par value
2019-03-10
4
F
0
1746
51.39
D
526477.333
D
Common Stock, $0.10 par value
2019-03-10
4
M
0
4434
0
A
530911.333
D
Common Stock, $0.10 par value
2019-03-10
4
J
0
936
0
D
529975.333
D
Common Stock, $0.10 par value
2019-03-10
4
F
0
1697
51.39
D
528278.333
D
Common Stock, $0.10 par value
2019-03-10
4
M
0
5165
0
A
533443.333
D
Common Stock, $0.10 par value
2019-03-10
4
J
0
557
0
D
532886.333
D
Common Stock, $0.10 par value
2019-03-10
4
F
0
2235
51.39
D
530651.333
D
Common Stock, $0.10 par value
2019-03-10
4
M
0
4735
0
A
535386.333
D
Common Stock, $0.10 par value
2019-03-10
4
J
0
1120
0
D
534266.333
D
Common Stock, $0.10 par value
2019-03-10
4
F
0
1753
51.39
D
532513.333
D
Common Stock, $0.10 par value
2019-03-10
4
M
0
26341
0
A
558854.333
D
Common Stock, $0.10 par value
2019-03-10
4
F
0
12774
51.39
D
546080.333
D
Common Stock, $0.10 par value
6202.05
I
By BMY Savings and Investment Program
Market Share Units
2019-03-10
4
M
0
4495
0
D
2019-03-10
Common Stock, $0.10 par value
4495.0
0
D
Market Share Units
2019-03-10
4
M
0
4434
0
D
2020-03-10
Common Stock, $0.10 par value
4434.0
4434
D
Market Share Units
2019-03-10
4
M
0
5165
0
D
2021-03-10
Common Stock, $0.10 par value
5165.0
10333
D
Market Share Units
2019-03-10
4
M
0
4735
0
D
2022-03-10
Common Stock, $0.10 par value
4735.0
14207
D
Market Share Units
2019-03-10
4
A
0
25082
0
A
2023-03-10
Common Stock, $0.10 par value
25082.0
25082
D
Performance Shares
2019-03-10
4
M
0
26341
0
D
2019-03-10
Common Stock, $0.10 par value
26341.0
0
D
Performance Shares
2019-03-10
4
A
0
37623
0
A
2022-03-10
Common Stock, $0.10 par value
37623.0
37623
D
Represents vesting of one-quarter of market share units granted on March 10, 2015.
Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of awards.
Represents vesting of one-quarter of market share units granted on March 10, 2016.
Represents vesting of one-quarter of market share units granted on March 10, 2017.
Represents vesting of one-quarter of market share units granted on March 10, 2018.
Amount represents distribution of performance shares earned under the 2016-2018 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
Based on a plan statement as of the end of the most recent fiscal quarter
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Twenty-five percent of these market share units will vest on each of the first, second, third, and fourth anniversaries of the grant date.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2019, subject to a Total Shareholder Return modifier.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2022.
/s/ Lisa A. Atkins, attorney-in-fact for Sandra Leung
2019-03-13