0000014272-18-000078.txt : 20180313
0000014272-18-000078.hdr.sgml : 20180313
20180313165418
ACCESSION NUMBER: 0000014272-18-000078
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180310
FILED AS OF DATE: 20180313
DATE AS OF CHANGE: 20180313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: von Autenried Paul
CENTRAL INDEX KEY: 0001524143
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-01136
FILM NUMBER: 18687136
MAIL ADDRESS:
STREET 1: BRISTOL-MYERS SQUIBB COMPANY
STREET 2: 100 NASSAU PARK BOULEVARD
CITY: PRINCETON
STATE: NJ
ZIP: 08543
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO
CENTRAL INDEX KEY: 0000014272
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 220790350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125464000
MAIL ADDRESS:
STREET 1: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: BRISTOL MYERS CO
DATE OF NAME CHANGE: 19891012
4
1
wf-form4_152097444312964.xml
FORM 4
X0306
4
2018-03-10
0
0000014272
BRISTOL MYERS SQUIBB CO
BMY
0001524143
von Autenried Paul
BRISTOL-MYERS SQUIBB COMPANY
345 PARK AVENUE
NEW YORK
NY
10154
0
1
0
0
SVP, Enterp. Services & CIO
Common Stock, $0.10 par value
2018-03-10
4
M
0
2472
0
A
110281.066
D
Common Stock, $0.10 par value
2018-03-10
4
J
0
561
0
A
110842.066
D
Common Stock, $0.10 par value
2018-03-10
4
F
0
1039
67.92
D
109803.066
D
Common Stock, $0.10 par value
2018-03-10
4
M
0
2053
0
A
111856.066
D
Common Stock, $0.10 par value
2018-03-10
4
J
0
120
0
A
111976.066
D
Common Stock, $0.10 par value
2018-03-10
4
F
0
745
67.92
D
111231.066
D
Common Stock, $0.10 par value
2018-03-10
4
M
0
2003
0
A
113234.066
D
Common Stock, $0.10 par value
2018-03-10
4
J
0
85
0
A
113319.066
D
Common Stock, $0.10 par value
2018-03-10
4
F
0
800
67.92
D
112519.066
D
Common Stock, $0.10 par value
2018-03-10
4
M
0
2053
0
A
114572.066
D
Common Stock, $0.10 par value
2018-03-10
4
J
0
368
0
A
114940.066
D
Common Stock, $0.10 par value
2018-03-10
4
F
0
1193
67.92
D
113747.066
D
Common Stock, $0.10 par value
2018-03-10
4
M
0
22694
0
A
136441.066
D
Common Stock, $0.10 par value
2018-03-10
4
F
0
11177
67.92
D
125264.066
D
Market Share Units
2018-03-10
4
M
0
2472
0
D
2018-03-10
Common Stock, $0.10 par value
2472.0
0
D
Market Share Units
2018-03-10
4
M
0
2053
0
D
2019-03-10
Common Stock, $0.10 par value
2053.0
2053
D
Market Share Units
2018-03-10
4
M
0
2003
0
D
2020-03-10
Common Stock, $0.10 par value
2003.0
4006
D
Market Share Units
2018-03-10
4
M
0
2053
0
D
2021-03-10
Common Stock, $0.10 par value
2053.0
6161
D
Market Share Units
2018-03-10
4
A
0
7668
0
A
2022-03-10
Common Stock, $0.10 par value
7668.0
7668
D
Performance Shares
2018-03-10
4
M
0
22694
0
D
2018-03-10
Common Stock, $0.10 par value
22694.0
0
D
Performance Shares
2018-03-10
4
A
0
11502
0
A
2021-03-10
Common Stock, $0.10 par value
11502.0
11502
D
Represents vesting of one-quarter of market share units granted on March 10, 2014.
Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
Shares withheld for payment of taxes upon vesting of awards.
Represents vesting of one-quarter of market share units granted on March 10, 2015.
Represents vesting of one-quarter of market share units granted on March 10, 2016.
Represents vesting of one-quarter of market share units granted on March 10, 2017.
Amount represents distribution of performance shares earned under the 2015-2017 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier.
Each performance share converts into one share of common stock upon distribution in the first quarter of 2021.
/s/ Lisa A. Atkins, attorney-in-fact for Paul von Autenried
2018-03-13